Guy Scott Email & Phone Number
Chief Compliance Officer @ Pennington Partners & Co.
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Guy Scott Location
- Orlando, FL, US
Guy Scott Work
- 2017 -now Chief Compliance Officer @
- 2019 -2020 Mid - Level AML Investigator @
- 2014 -2017 Senior Compliance Manager @
- 2005 -2014 Principal Consultant @ Guy Scott Consulting, LLC
- 2006 -2007 Senior Financial Analyst @
- 1998 -2004 Chief Compliance Officer @ Institutional Shareholder Services
Guy Scott Education
- Michigan State University
Bachelor of Science (Public Affairs Management, Economics)
- University of Maryland Global Campus
- Marymount University
Guy Scott Skills
- Regulatory Compliance
- Risk Assessment
- Financial Audits
- Corporate Governance
- Securities Regulation
- Securities Law
- Financial Reporting
- Securities
- Sarbanes-Oxley Act
- Federal & State Regulatory Compliance
- SEC Financial Reporting
- Investment Advisers Act
- Financial Risk Management
- Risk Analysis
- Forensic Analysis
- U.S. Securities and Exchange Commission (SEC)
- Securities Exchange Act of 1934
- Federal & State Regulations
- Private Equity
- Hedge Funds
- Financial Advisory
- Asset Management
- Data Analysis
- International Financial Reporting Standards (IFRS)
- Corporate Financial Reporting
- Investment Advisory
- Investment Management
- Due Diligence
- Consulting
- Mergers & Acquisitions
- Sales
- Account Management
- Customer Service
- Shareholder Protection
- Internal Audit
- Security Audits
- Financial Statements
- Compliance
- Leadership
Guy Scott Summary
- Guy Scott, based in Orlando, FL, US, is currently a Chief Compliance Officer at Pennington Partners & Co.. Guy Scott brings experience from previous roles at Protiviti, American Capital, Guy Scott Consulting, LLC and Walt Disney Parks & Resorts. Guy Scott holds a Bachelor of Science in Public Affairs Management, Economics @ Michigan State University. With a robust skill set that includes Regulatory Compliance, Risk Assessment, Financial Audits, Corporate Governance, Securities Regulation and more. Guy Scott has 1 emails and 5 mobile phone numbers on RocketReach.
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