Executive Director - Regional Compliance Officer @ Morgan Stanley
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Gregory Simon Location
Chicago, IL, US
Gregory Simon Work
2021 -now Executive Director - Regional Compliance Officer @
2018 -2021 Managing Member @ Gregory B. Simon Law, LLC
2017 -2018 Director, Compliance @
2016 -2017 Shareholder @
2010 -2016 Vice-President - Legal and Compliance @
2007 -2010 Attorney @ Kane & Fischer, Ltd
2005 -2007 Attorney @ SimmonsCooper, LLC
2003 -2005 Associate Attorney @ Steven B. Muslin, Ltd
Gregory Simon Education
Chicago-Kent College of Law, Illinois Institute of Technology 1999-2002
University of Illinois Urbana-Champaign 1995-1999
Gregory Simon Skills
Investment Advisor Compliance
Broker-Dealer Compliance
Litigation
Civil Litigation
Corporate Law
Courts
Mediation
Arbitration
Securities
Regulatory Affairs
Trials
Securities Regulation
Appeals
Finra
Microsoft Office
Management
Commercial Litigation
Microsoft Excel
Gregory Simon Summary
Gregory Simon, based in Chicago, IL, US, is currently a Executive Director - Regional Compliance Officer at Morgan Stanley. Gregory Simon brings experience from previous roles at Gregory B. Simon Law, LLC, Cboe Global Markets, Greenberg Traurig, LLP and Morgan Stanley. Gregory Simon holds a 1999 - 2002 Chicago-Kent College of Law, Illinois Institute of Technology. With a robust skill set that includes Investment Advisor Compliance, Broker-Dealer Compliance, Litigation, Civil Litigation, Corporate Law and more. Gregory Simon has 2 emails and 1 mobile phone numbers on RocketReach.
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