Greg Stoeckl Email
Chief Compliance Officer TD Investment Services and AVP Canadian Banking Compliance @ E-Logic Info Tech Ltd
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Greg Stoeckl Location
- Toronto, ON, CA
Greg Stoeckl Work
- Chief Compliance Officer TD Investment Services and AVP Canadian Banking Compliance @ (March 2017 - Present)
- Senior Manager Regulatory Compliance @ (October 2015 - April 2017)
- National Compliance Manager @ Quadrus Investments (February 2013 - October 2015)
- Provincial Compliance Officer @ Quadrus Investments (May 2010 - February 2013)
- Regional Branch Manager @ Quadrus Investments (October 2008 - May 2010)
- Financial Advisor @ (August 2006 - October 2008)
- Senior Personal Banker @ (January 2002 - July 2006)
Greg Stoeckl Education
- Seneca College
(Marketing, Business Management)
Greg Stoeckl Skills
- Retirement Planning
- Retail Banking
- Mutual Funds
- Wealth Management
- Securities
- Investments
- Risk Management
- AML
- Bonds
- KYC
- Credit
- Compliance
- Portfolio Management
- Relationship Management
- Financial Services
- Banking
- Strategic Financial Planning
- Financial Advisory
- Asset Management
- Financial Planning
- Regulatory Compliance
- Compliance Advisory
- Compliance Monitoring
- Compliance Oversight
- Compliance Implementation
- Regulatory Projects
- Customer Service
- Sales
- Microsoft Excel
- Strategic Planning
- Loans
Greg Stoeckl Summary
- Greg Stoeckl, based in Toronto, ON, CA, is currently a Chief Compliance Officer TD Investment Services and AVP Canadian Banking Compliance at TD Investment Services Inc.. Greg Stoeckl brings experience from previous roles at HSBC Retail Banking and Wealth Management and Quadrus Investments. Greg Stoeckl holds a Seneca College. With a robust skill set that includes Retirement Planning, Retail Banking, Mutual Funds, Wealth Management, Securities and more. Greg Stoeckl has 1 emails on RocketReach.
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