If you need more lookups,
subscriptions start at $34 USD/month.
Grace Chan Location
United States
Grace Chan Work
Head of U.S. Digital Risk @ (September 2024 - Present)
Chief Operating Officer (COO) @ Morgan Stanley Wealth Management (December 2019 - September 2024)
Head of Conduct Risk (1LOD) @ Morgan Stanley Wealth Management Inc (September 2017 - December 2019)
Head of Strategy Initiatives and Field Risk Controls @ (November 2013 - September 2017)
Vice President, Credit Product and Platform @ (November 2012 - November 2013)
Vice President – National Business Risk @ Morgan Stanley Wealth Management Inc (June 2007 - November 2012)
Senior Investment Management Relationship Specialist II @ Charles Schwab & Co., Inc. Schwab Institutional Services (December 2000 - June 2007)
Grace Chan Education
University of Arizona
Bachelors (Finance)
1995-1999
University of Arizona
Bachelors of Science; B.S (Business Administration; Finance)
1995-1999
Grace Chan Skills
AML
Anti Money Laundering
Auditing
Conduct Risk
Credit
Data Analytics
Enterprise Risk Management
Equities
FINRA
Financial Regulation
Financial Risk
Financial Services
Fixed Income
Internal Audit
Internal Controls
Investments
Management
Operational Risk
Operational Risk Management
Portfolio Management
Relationship Management
Risk Assessment
Risk Management
Sales Practice Risk
Securities
Securities Regulation
Series 10
Series 63
Series 7
Series 9
Tableau Dashboards
Trading
Wealth Management
Platform
Grace Chan Summary
Grace Chan, based in United States, is currently a Head of U.S. Digital Risk at UBS. Grace Chan brings experience from previous roles at Morgan Stanley Wealth Management, Morgan Stanley Wealth Management Inc, Morgan Stanley and JPMorgan Chase & Co.. Grace Chan holds a 1995 - 1999 Bachelors in Finance @ University of Arizona. With a robust skill set that includes AML, Anti Money Laundering, Auditing, Conduct Risk, Credit and more. Grace Chan has 1 emails and 3 mobile phone numbers on RocketReach.
Looking for a different Grace Chan?
Find contact details for 700 million professionals.