Grace Chan Email & Phone Number
Head of U.S. Digital Risk @ UBS Group AG
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Grace Chan Location
- United States
Grace Chan Work
- Head of U.S. Digital Risk @ (September 2024 - Present)
- Chief Operating Officer (COO) @ Morgan Stanley Wealth Management (December 2019 - September 2024)
- Head of Conduct Risk (1LOD) @ Morgan Stanley Wealth Management Inc (September 2017 - December 2019)
- Head of Strategy Initiatives and Field Risk Controls @ (November 2013 - September 2017)
- Vice President, Credit Product and Platform @ (November 2012 - November 2013)
- Vice President – National Business Risk @ Morgan Stanley Wealth Management Inc (June 2007 - November 2012)
- Senior Investment Management Relationship Specialist II @ Charles Schwab & Co., Inc. Schwab Institutional Services (December 2000 - June 2007)
Grace Chan Education
- University of Arizona
Bachelors (Finance)
1995-1999 - University of Arizona
Bachelors of Science; B.S (Business Administration; Finance)
1995-1999
Grace Chan Skills
- Series 7
- Series 63
- Series 9
- Series 10
- Risk Management
- Investments
- Financial Services
- AML
- Financial Risk
- Operational Risk Management
- Relationship Management
- Operational Risk
- Internal Audit
- Auditing
- Anti Money Laundering
- Fixed Income
- Securities Regulation
- Platform
- Portfolio Management
- Equities
- Wealth Management
- FINRA
- Risk Assessment
- Credit
- Internal Controls
- Management
- Trading
- Securities
Grace Chan Summary
- Grace Chan, based in United States, is currently a Head of U.S. Digital Risk at UBS. Grace Chan brings experience from previous roles at Morgan Stanley Wealth Management, Morgan Stanley Wealth Management Inc, Morgan Stanley and JPMorgan Chase & Co.. Grace Chan holds a 1995 - 1999 Bachelors in Finance @ University of Arizona. With a robust skill set that includes Series 7, Series 63, Series 9, Series 10, Risk Management and more. Grace Chan has 1 emails and 3 mobile phone numbers on RocketReach.
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