Glenn V Email & Phone Number
Managing Director, Chief Compliance Officer @ LifeSci Capital LLC
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Glenn V Location
- Red Bank, NJ, US
Glenn V Work
- Managing Director, Chief Compliance Officer @ (October 2024 - Present)
- Director of Special Projects and Compliance @ VCT Holdings LLC (Velocity Clearing and Velocity Capital LLC) (August 2023 - September 2024)
- Director and Senior Compliance Officer @ (August 2020 - August 2023)
- Managing Partner @ Visco Compliance Consulting & Management LLC (May 2020 - August 2020)
- Executive Director and Equity Compliance Officer @ Mizuho Securities USA LLC (July 2001 - March 2020)
- Assistant Vice President @ Pershing LLC (July 1999 - July 2001)
- Senior Compliance Associate @ (March 1997 - July 1999)
- Compliance Analyst @ (April 1995 - December 1996)
Glenn V Education
- Kingsborough Community College 1990-1992
Glenn V Skills
- Annual Reviews
- Anti Money Laundering
- Auditing
- Capital Markets
- Compliance Advisory
- Compliance Management
- Electronic Trading
- Equities
- Equity Capital Markets
- Equity Research
- Equity Trading
- FINRA
- Fixed Income
- Global Regulatory Compliance
- Investment Banking
- Management
- Policies & Procedures
- Private Equity
- Program Trading
- Regulatory Compliance
- Risk Assessment
- SEC Regulations
- Securities
- Securities Regulation
- Series 7
- Surveillance
- Work Effectively
- investment banking compliance
Glenn V Summary
- Glenn V, based in Red Bank, NJ, US, is currently a Managing Director, Chief Compliance Officer at LifeSci Capital LLC. Glenn V brings experience from previous roles at VCT Holdings LLC (Velocity Clearing and Velocity Capital LLC), Chardan , Visco Compliance Consulting & Management LLC and Mizuho Securities USA LLC. Glenn V holds a 1990 - 1992 Kingsborough Community College. With a robust skill set that includes Annual Reviews, Anti Money Laundering, Auditing, Capital Markets, Compliance Advisory and more. Glenn V has 1 emails and 3 mobile phone numbers on RocketReach.
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