Gerard McCarthy Email & Phone Number
Chief Compliance Officer
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Gerard McCarthy Location
- Garden City, NY, US
Gerard McCarthy Work
- 2020 -now Chief Compliance Officer @ Safra Securities LLC
- 2019 -2020 Deputy Chief Compliance Officer @ Safra Securities LLC
- 2005 -2019 Chief Compliance Officer @
- 2003 -2005 Director, Trading Compliance @
- 2002 -2003 Compliance Associate @
- 2001 -2002 Operations Manager @ Investec Ernst & Co.
Gerard McCarthy Education
- New York University - Leonard N. Stern School of Business
MBA (Financial Instruments & Markets)
2004-2007 - William & Mary
BA (Economics)
1993-1997 - Regis High School 1989-1993
Gerard McCarthy Skills
- Series 4
- Series 7
- Series 9
- Series 10
- Series 24
- Series 55
- Series 63
- Series 65
- Microsoft Excel
- Research
- Marketing
Gerard McCarthy Summary
- Gerard McCarthy, based in Garden City, NY, US, is currently a Chief Compliance Officer at Safra Securities LLC. Gerard McCarthy brings experience from previous roles at Safra Securities LLC and Maxim Group. Gerard McCarthy holds a 2004 - 2007 MBA in Financial Instruments & Markets @ New York University - Leonard N. Stern School of Business. With a robust skill set that includes Series 4, Series 7, Series 9, Series 10, Series 24 and more. Gerard McCarthy has 1 emails and 2 mobile phone numbers on RocketReach.
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