Independent Compliance Consultant @ Independent (August 2009 - August 2010)
CCO @ GMCI (August 2007 - August 2009)
Chief Compliance Officer @ Charles Schwab Canada (February 1999 - March 2002)
VP, Compliance @ Midland Walwyn Capital (January 1987 - January 1994)
Gerald McRae Education
McGill University
dcs
1972-1975
Gerald McRae Skills
Investment Advisory
FINRA
Derivatives
Hedge Funds
KYC
Options
Securities
Securities Regulation
Mutual Funds
Capital Markets
Wealth Management
Risk Management
AML
Equities
Strategic Financial Planning
Financial Services
Asset Management
Privacy Law
Social Media
Team Building
Project Management
Strategy
Gerald McRae Summary
Gerald McRae, based in Ajax, ON, CA, is currently a Chief Compliance Officer at PACE Securities Corp. Gerald McRae brings experience from previous roles at Independent, GMCI, Charles Schwab Canada and Midland Walwyn Capital. Gerald McRae holds a 1972 - 1975 dcs @ McGill University. With a robust skill set that includes Investment Advisory, FINRA, Derivatives, Hedge Funds, KYC and more.
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