George Philippopoulos Email & Phone Number
Legal Counsel @ DNB
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George Philippopoulos Location
- New York, NY, US
George Philippopoulos Work
- Legal Counsel @ (May 2021 - Present)
- Independent Consultant @ Self-Employed (September 2020 - May 2021)
- Compliance - Securities @ (December 2019 - May 2020)
- Chief Compliance Officer @ (May 2018 - October 2019)
- Director, Conflicts Office, HSBC Securities (USA), Inc. @ (October 2017 - May 2018)
- Director, Americas Head of Global Banking and Markets Regulatory Compliance Business Integration @ (February 2016 - October 2017)
- Sr. Manager, Regulatory Compliance Strategic Initiatives @ (June 2013 - February 2016)
- Senior Consultant @ (January 2011 - June 2013)
- Attorney @ (September 2009 - December 2010)
- Broker Funded Sales Assistant @ (January 2003 - January 2004)
- Internship @ (January 2003 - January 2003)
George Philippopoulos Education
- Thomas R. Kline School of Law of Duquesne University
JD
2004-2007 - Duquesne University
MBA
2005-2007 - West Virginia University
BS
2002-2004 - Duquesne University Palumbo Donahue School of Business
Master of Business Administration - MBA
George Philippopoulos Skills
- Analysis
- Anti Money Laundering
- Banking
- Broker-Dealer
- Business Development
- Buy-side
- CFTC
- Consulting
- Corporate Law
- Customer Service
- Due Diligence
- FINRA
- Finance
- Financial Analysis
- Financial Regulation
- Financial Services
- Global Regulatory Compliance
- Hedge Funds
- Legal Research
- Legal Writing
- Management
- Marketing
- Mutual Funds
- Program Development
- Program Management
- Project Management
- Project Planning
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Filings
- Regulatory Reporting
- Regulatory Requirements
- Regulatory Submissions
- Research
- Risk Management
- Sales
- Securities Regulation
- Sell Side
- Strategy
- Swaps
- U.S. Securities and Exchange Commission (SEC)
- Written Communication
- \
- communications
- projec
- u.s. Securities and Exchange Commission Sec
- Broker Dealer
- u.s. Securities and Exchange Commission
- Buy Side
George Philippopoulos Summary
- George Philippopoulos, based in New York, NY, US, is currently a Legal Counsel at DNB. George Philippopoulos brings experience from previous roles at Self-Employed, AltoIRA, The Coury Firm and HSBC. George Philippopoulos holds a 2004 - 2007 JD @ Thomas R. Kline School of Law of Duquesne University. With a robust skill set that includes Analysis, Anti Money Laundering, Banking, Broker-Dealer, Business Development and more. George Philippopoulos has 4 emails and 4 mobile phone numbers on RocketReach.
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Others Named George Philippopoulos
George Philippopoulos
Legal Counsel
New York, NY, US
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