George Mulwee Email & Phone Number
Chief Compliance Officer and Wealth Advisor @ Strategic Wealth Group
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George Mulwee Location
- Minnetonka, MN, US
George Mulwee Work
- Chief Compliance Officer and Wealth Advisor @ (August 2017 - Present)
- Director of Supervision @ (May 2014 - July 2017)
- Regional Supervision Director @ (May 2013 - May 2014)
- Manager - Suitability Review Team @ (July 2011 - May 2013)
- Investigator - Corporate Security @ (September 2010 - July 2011)
- Senior Compliance Specialist @ (August 2007 - September 2010)
- Senior Trader @ (June 2004 - August 2007)
- Suitability Principal @ (June 2002 - June 2004)
- CSR and Quality Reviewer @ Fortis Financial Group (November 1999 - June 2002)
George Mulwee Education
- Augsburg University 2006-2010
George Mulwee Skills
- Series 24
- Series 7
- Mutual Funds
- Uniform Combined State Law
- Investments
- Investment Advisory
- Registered Investment Advisor
- Trading
- Compliance
- FINRA
- Series 66
- Series 4
- Project Management
- Research
- Public Speaking
- Training
- Strategy
- Registered Investment
- Uniform Combined State
- Leadership
- Alternative Investments
- Financial Advisory
- SEC
- Fixed Annuities
- Fixed Income
- Bonds
- Executive Management
- Securities Regulation
- People Management
- Insurance
- Retirement Planning
- Financial Planning
- People Development
- Portfolio Management
- IRAs
- Relationship Management
- Finance
- Series 6
- 401K Retirement Savings Plans
- Asset Allocation
- Financial Services
- Wealth Management
- Equities
- Life Insurance
- Executive Level Management
- Investment Strategies
- Risk Management
- Asset Management
- Executive Leadership
- Series 51
- Management
- ETFs
- Options
- Creative Problem Solving
- Securities Supervision
- Securities
- Investment Management
- 401 Retirement Savings Plans
George Mulwee Summary
- George Mulwee, based in Minnetonka, MN, US, is currently a Chief Compliance Officer and Wealth Advisor at Strategic Wealth Group. George Mulwee brings experience from previous roles at Cetera Advisors LLC, Woodbury Financial Services and Ameriprise Financial. George Mulwee holds a 2006 - 2010 Augsburg University. With a robust skill set that includes Series 24, Series 7, Mutual Funds, Uniform Combined State Law, Investments and more. George Mulwee has 1 emails and 3 mobile phone numbers on RocketReach.
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