Geoffrey Moore Email & Phone Number
Director of Compliance @ Human Interest
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Geoffrey Moore Location
- San Francisco, CA, US
Geoffrey Moore Work
- 2021 -now Director of Compliance @
- 2019 -2020 Chief Compliance Officer at Symphony Asset Management @
- 2016 -2019 Investment Management Counsel @
- 2013 -2015 General Counsel, Chief Creative Officer and Chief Operations Officer @ Open Door Capital
- 2012 -2013 General Counsel, Chief Creative Officer and Chief Operations Officer @ Arboretum Asset Management
- 2011 -2012 Chief Compliance Officer @ Wealthfront
- 2005 -2011 Compliance Manager @
- 1995 -2004 Corporate Counsel @
Geoffrey Moore Education
- University of California - Hastings College of Law
Doctor Of Jurisprudence (Law)
1991-1994 - Wesleyan University
Bachelor Of Science (Economics, Music)
1985-1990
Geoffrey Moore Skills
- SEC
- Litigation
- Contract Management
- Securities Regulation
- Internal Investigations
- Arbitration
- ABR
- Capital Markets
- Derivatives
- Investments
- Financial Risk
- Client Services
- Investment Advisory
- Strategy
- Equities
- Mutual Funds
- AML
- Operations
- FINRA
- Risk Management
- See 7+See Less
- Market Analysis
- Corporate Governance
- Securities
- Hedge Funds
- Investment Management
- Structured Products
Geoffrey Moore Summary
- Geoffrey Moore, based in San Francisco, CA, US, is currently a Director of Compliance at Captain401. Geoffrey Moore brings experience from previous roles at Nuveen, Wells Fargo, Open Door Capital and Arboretum Asset Management. Geoffrey Moore holds a 1991 - 1994 Doctor Of Jurisprudence in Law @ University of California - Hastings College of Law. With a robust skill set that includes SEC, Litigation, Contract Management, Securities Regulation, Internal Investigations and more. Geoffrey Moore has 2 emails and 2 mobile phone numbers on RocketReach.
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