Gene Nelson Email & Phone Number
Compliance Analyst @ LPL Financial
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Gene Nelson Location
- San Diego, CA, US
Gene Nelson Work
- 2005 -now Compliance Analyst @
- 1984 -2004 Manager @
Gene Nelson Skills
- Alternative Investments
- Estate Planning
- Series 63
- Financial Advisory
- SEC
- Financial Planners
- Fixed Annuities
- Fixed Income
- Securities Regulation
- Insurance
- Retirement Planning
- Portfolio Management
- IRAs
- Investments
- Financial Risk
- Variable Annuities
- Compliance Testing
- Series 6
- OFAC
- 401k
- Investment Advisers Act
- Investment Advisory
- Asset Allocation
- Financial Services
- Wealth Management
- Equities
- Mutual Funds
- AML
- Life Insurance
- Uniform Combined State Law
- FINRA
- Strategic Financial Planning
- Securities
- Investment Strategies
- Risk Management
- Asset Management
- Disability Insurance
- Series 24
- 401k Rollovers
- ERISA
- Broker Dealer
- ETFs
- Retirement
- Series 65
- Options
- Series 7
- Employee Benefits
- 529 Plans
- Hedge Funds
- Investment Management
Gene Nelson Summary
- Gene Nelson, based in San Diego, CA, US, is currently a Compliance Analyst at LPL Financial. Gene Nelson brings experience from previous roles at US Navy. With a robust skill set that includes Alternative Investments, Estate Planning, Series 63, Financial Advisory, SEC and more. Gene Nelson has 1 emails and 2 mobile phone numbers on RocketReach.
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