Gary Klein Email & Phone Number
Vice President @ Fifth Third Bank
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Gary Klein Location
- Cincinnati, OH, US
Gary Klein Work
- 2016 -now Vice President @
- 2014 -2016 Chief Regulatory Officer and Compliance @
- 2012 -2014 General Counsel @ NEXT Financial Holdings Company, Inc.
- 2010 -2012 Deputy General Counsel @
- 2008 -2010 Branch Chief-Investment Advisor Examinations @
- 2004 -2008 Partner @ Klein & Sallah LLC
- 1999 -2004 Branch Chief, Division of Enforcement @
- 1997 -1999 Deputy General Counsel @ D.H. Blair, Inc.
Gary Klein Education
- University of Miami School of Law 1983-1986
- University at Albany 1979-1983
Gary Klein Skills
- Securities Regulation
- Expert Witness
- Securities Litigation
- Securities Arbitration
- Securities Fraud
- Securities Law
- Investment Advisory
- Investment Advisor Consultation
- FINRA
- Securities
- Compliance
- Employment Litigation
- Internal Investigations
- Arbitration
- Litigation
- Hedge Funds
- Licensing
- White Collar Criminal Defense
- Civil Litigation
- Financial Services
- Mutual Funds
- Financial Regulation
- Investments
- SEC
- Commercial Litigation
- FCPA
- AML
- Insurance
- Corporate Law
- Finance
- Class Actions
- Investment Advisers Act
- Appeals
- Due Diligence
- Privacy Law
- Investment Company Act
- Mediation
- Legal Compliance
- Bankruptcy
- Alternative Dispute Resolution
- Legal Writing
- Litigation Management
- Anti Money Laundering
- Public Speaking
- Project Management
- Marketing
- u.s. Securities and Exchange Commission Sec
- Microsoft Excel
- Management
- Business Development
- u.s. Securities and Exchange Commission
Gary Klein Summary
- Gary Klein, based in Cincinnati, OH, US, is currently a Vice President at Fifth Third Bank. Gary Klein brings experience from previous roles at Raymond James, NEXT Financial Holdings Company, Inc., LPL Financial and U.S. Securities and Exchange Commission. Gary Klein holds a 1983 - 1986 University of Miami School of Law. With a robust skill set that includes Securities Regulation, Expert Witness, Securities Litigation, Securities Arbitration, Securities Fraud and more. Gary Klein has 2 emails and 3 mobile phone numbers on RocketReach.
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