Gary Holmes Email & Phone Number
Chief Compliance Officer @ MissionSquare Retirement
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Gary Holmes Location
- United States
Gary Holmes Work
- Chief Compliance Officer @ (July 2026 - Present)
- Vice President Compliance @ Fidelity Investments, Enterprise Compliance (March 2022 - Present)
- Chief Compliance Officer, Green Pier Fintech LLC @ (March 2022 - July 2026)
- Compliance Director @ (September 2008 - April 2022)
- Senior Director Mutual Fund Order Room @ (November 2006 - September 2008)
- Manager - Mutual Fund Security Master @ (August 2003 - November 2006)
- Section Manager – Mutual Fund Security Master @ (August 1999 - August 2003)
- Mutual Fund Order Room | Corrections for National Financial Services @ (September 1997 - August 1999)
- Mutual Fund Specialist @ (September 1997 - August 1999)
- Director of Compliance @ Fidelity Investments, Fidelity Institutional (August 2017 - March 2022)
- Director of Compliance @ Fidelity Investments, Fidelity Institutional (September 2008 - August 2017)
- Director of Rooms @ Fidelity Investments, National Financial Services (November 2006 - September 2008)
- Security Manager @ Fidelity Investments, National Financial Services (August 2003 - November 2006)
- Fund Manager @ Fidelity Investments, National Financial Services (August 1999 - August 2003)
Gary Holmes Education
- SUNY Geneseo
Bachelors
1992-1996 - SUNY Geneseo
Bachelor of Arts
Gary Holmes Skills
- Agile Methodologies
- Analytical Skills
- Anti-Money Laundering
- Back Office Operations
- Broker-Dealer Compliance
- Brokering
- Cisco Security Manager
- Compliance Implementation
- Compliance Program Management
- Conflict Of Interest
- Cultural Competency
- Dealer Management
- Dealer Operations
- Exceeding Customer Expectations
- FINRA
- Financial Oversight
- Financial Reporting
- Investment Advisory Services
- Mutual Funds
- Network Management Systems (NMS)
- Policy Development
- Profit/Loss Accountability
- Program Implementation
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Projects
- Risk Assessment
- SEC Regulations
- Securities
- Securities Regulation
- Security Management
- Sourcing Services
- Supervisory Skills
- Surveillance
- Trading
- Trading Operations
- Training
- U.S. SEC Filings
- Working with Sourcing Professionals
Gary Holmes Summary
- Gary Holmes, based in United States, is currently a Chief Compliance Officer at MissionSquare. Gary Holmes brings experience from previous roles at Fidelity Investments, Enterprise Compliance and Fidelity Investments. Gary Holmes holds a 1992 - 1996 Bachelors @ SUNY Geneseo. With a robust skill set that includes Agile Methodologies, Analytical Skills, Anti-Money Laundering, Back Office Operations, Broker-Dealer Compliance and more. Gary Holmes has 2 emails and 6 mobile phone numbers on RocketReach.
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