President, CCO AW Securities, Allworth Financial @ (May 2021 - January 2025)
Vice President- Compliance @ Goldman Sachs Personal Financial Management (July 2019 - December 2020)
Vice President Compliance and AML Officer @ (December 2016 - July 2019)
Vice President and Deputy Chief Compliance Officer- VALIC Financial Advisors, Inc. @ (May 2014 - March 2016)
Director-Broker Dealer Operations-VALIC Financial Advisors, Inc. @ (February 2005 - May 2014)
Associate Director- Broker Dealer Operations-VALIC Financial Advisors, Inc. @ (November 2001 - February 2005)
Gary Grigsby Education
University of Houston
Masters Degree (Education-Sports Management)
1993-1997
Baylor University
BS Education (Education)
1982-1987
Gary Grigsby Skills
Series 7
IRAs
Strategic Financial Planning
401k
Financial Advisory
Life Insurance
AML
Retirement
Retirement Planning
Mutual Funds
Series 63
Fixed Annuities
FINRA
Wealth Management
Insurance
Investment Advisory
Asset Allocation
Series 24
Investments
Securities
Financial Services
Estate Planning
Asset Management
Wealth
Pensions
Financial Planning
Trading
Securities Regulation
Anti Money Laundering
401(k) Retirement Savings Plans
Team Building
Business Development
401K Retirement Savings Plans
Customer Service
401 Retirement Savings Plans
Gary Grigsby Summary
Gary Grigsby, based in Addison, TX, US, is currently a Chief Executive Officer at Allworth Financial. Gary Grigsby brings experience from previous roles at Allworth Financial, Goldman Sachs Personal Financial Management, United Capital Financial Advisers, LLC and AIG. Gary Grigsby holds a 1993 - 1997 Masters Degree in Education-Sports Management @ University of Houston. With a robust skill set that includes Series 7, IRAs, Strategic Financial Planning, 401k, Financial Advisory and more. Gary Grigsby has 2 emails and 3 mobile phone numbers on RocketReach.
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