2025 -
2025 Registered Assistant to a CFP® @ Osaic
2022 -
2024 Sr. Registered CRS @
2018 -
2022 Financial Consultant @
1998 -
2007 Associate Director - NYSE Trading @
1992 -
1998 NYSE Sales Trader @
Frederick Dillman Education
Saint Peter's University
Bachelor's degree (Business Administration and Management)
Frederick Dillman Skills
General Securities Sales Supervisor
Registered Representative
Investment Advisor
Regulatory Compliance
Series 9 and 10
Series 7
Series 66
Series 9
Series 10
Equity Trading
Derivatives
Electronic Trading
Options
Spreads
Sales
Equities
Investments
Capital Markets
Microsoft Excel
Crunching Numbers
Salesforce
Training
Leadership
Management
Employee Reviews
Frederick Dillman Summary
Frederick Dillman, based in Weehawken, NJ, US, is currently a Sr. Registered CSA at UBS. Frederick Dillman brings experience from previous roles at Osaic, Charles Schwab, TD Ameritrade and UBS. Frederick Dillman holds a Bachelor's degree in Business Administration and Management @ Saint Peter's University. With a robust skill set that includes General Securities Sales Supervisor, Registered Representative, Investment Advisor, Regulatory Compliance, Series 9 and 10 and more. Frederick Dillman has 2 emails and 3 mobile phone numbers on RocketReach.
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