Fred So Email

Director, Head of Fintech, Retail and Private Wealth Management Compliance and Regulatory Compliance @ Huatai Financial Holdings (Hong Kong) Limited

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Fred So Location

Hong Kong

Fred So Work

2021 -now Director, Head of Fintech, Retail and Private Wealth Management Compliance and Regulatory Compliance @
2021 -2021 SVP, Compliance (RC and FCC) @
2018 -2020 VP, Global Compliance Audit @
2017 -2018 AVP, APAC Financial Security Inspection Generale @
2015 -2017 AVP, Forensic Advisory @
2014 -2015 Associate, Risk Advisory @

Fred So Education

香港科大商學院
Bachelor's Degree (Bachelor of Business Administration (Accounting and Economics))
北京大學

Fred So Skills

Financial Advisory
Litigation
COSO
Consulting
Charities
Anti Money Laundering
Winter
Expenses
Third Parties
Pwc
Work Under Pressure
Net
Students
Blower
Finance
Hon
Honor
Business Administration
Legal
Cantonese
Regulatory Compliance
Working Experience
Procurement
Management
Science
APAC
Beijing
Football
LexisNexis
PowerPoint
Accounting
Eviews
Languages
Business Services
Bloomberg
English
ITGC
Tests
Fundraising
Nyse
Factiva
Financial Accounting
Microsoft Office
Compliance Regulations
Risk Analysis
MSA
Cooperation
Microsoft Excel
Risk Management
Asset Management
Forensic Analysis
Cvsource
Financial Institutions
Policy
Bookkeeping
Enterprise Software
Private Equity
Teamwork
Research
Reporting
Multinational
Investigation
PE
AIC
Fraud Investigations
Hospitals
Gap Analysis
Detail Orientated
Information Technology
CPA
Economics
International Exposure
Chinese
Legislative Relations
M&A analysis
FCPA
Risk Assessment
Business Case
Project
Sarbanes Oxley Act
Supports
Engagement
Acfe
Panel Discussions
Forensic Services
Corporate Fraud Investigations
Income
Chartered Financial Analyst
Internal Audit
Council
Kpmg
Private Companies
Report Writing
Microsoft Exchange
Reviews
Government
Investments
Academic
Subsidiaries
Compliance
Risk Consulting
Stata
Microsoft Word
Forensic Accounting
Internal Controls
Interviews
China
Financial Analysis
Certified Fraud Examiner
Due Diligence
Econometrics
Risk
Problem Solving
Hong Kong
Government Officials
Mandarin
Competition
Leadership Experience
Customer Service
Banking
Sales
Loans
Consumer Lending
Mortgage Lending
Credit
Retail Banking
NMLS Licensed
Credit Analysis
Leadership Development
Job Coaching

Fred So Summary

Fred So, based in Hong Kong, is currently a Director, Head of Fintech, Retail and Private Wealth Management Compliance and Regulatory Compliance at Huatai Financial Holdings (Hong Kong) Limited. Fred So brings experience from previous roles at QNB Group, HSBC, BNP Paribas and KPMG. Fred So holds a Bachelor's Degree in Bachelor of Business Administration (Accounting and Economics) @ 香港科大商學院. With a robust skill set that includes Financial Advisory, Litigation, COSO, Consulting, Charities and more. Fred So has 3 emails on RocketReach.