Franky Xu Email

Chief Compliance Officer, Chief Risk Officer, Deputy General Manager @ Brokerage, Investment Banking, Asset Management, Direct Investment

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Franky Xu's Location

Hong Kong

Franky Xu's Work

Chief Compliance Officer, Chief Risk Officer, Deputy General Manager @ Brokerage, Investment Banking, Asset Management, Direct Investment
Head of Legal and Compliance, Managing Director @ Southwest Securities International Securities Company Limited
Legal Counsel and Company Secretarial @ China Securities (International) Finance Holding Company Limited

Vice President of Legal and Compliance @ China Merchants Securities (HK) Company Limited
Legal and Compliance Officer @ SinoPac Securities
Paralegal @ Fried Frank
Legal Officer @ Core Pacific - Yamaichi International (H.K.) Ltd.

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Franky Xu's Education

The University of Hong Kong
Master of Common Law (Law)
2006 - 2007
中山大学
Bachelor of Laws (LL.B.) (Law)
2001 - 2005

Franky Xu's Skills

Corporate Law
Due Diligence
Corporate Governance

Mergers & Acquisitions
Legal Advice
Capital Markets
Corporate Finance
Risk Control
Compliance
Securities Law

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Franky Xu's Summary

Franky Xu, based in Hong Kong, is currently a Chief Compliance Officer, Chief Risk Officer, Deputy General Manager at Brokerage, Investment Banking, Asset Management, Direct Investment, bringing experience from previous roles at Southwest Securities International Securities Company Limited, China Securities (International) Finance Holding Company Limited, China Merchants Securities (HK) Company Limited and SinoPac Securities. Franky Xu holds a 2006 - 2007 Master of Common Law in Law @ The University of Hong Kong. With a robust skill set that includes Corporate Law, Due Diligence, Corporate Governance, Mergers & Acquisitions, Legal Advice and more, Franky Xu contributes valuable insights to the industry. Franky Xu has 1 email on RocketReach.