FR Risk Management Information

Out-sourced risk management solutions for broker dealers Meeting ever-changing ‘risk management‘, ‘compliance’ and ‘due diligence’ demands for broker-dealers is a never-ending challenge. The scramble to address—and even anticipate––increased regulatory and compliance requirements have stretched resources thin across the industry. Many small to mid-sized broker dealers find themselves allocating precious resources to try to figure out everything on their own only to find that there’s always more to do. Even the biggest names in the business aren’t able to address it all. There is a better solution…out-sourced compliance and due diligence tailored specifically to broker dealers and paid for exclusively by broker dealers. The FR Risk Management model avoids the growing concerns regarding sponsor-funded due diligence. Our unique solution enables broker dealers––big and small––to make confident and compliant risk management decisions. Whether your firm needs assistance reviewing a specific offering, or you’re looking for a complete set of risk management solutions, we can help.