Fernando Pardo Email & Phone Number
Chief Compliance Officer and AMLCO @ Allaria Securities LLC
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Fernando Pardo Location
- Fort Lauderdale, FL, US
Fernando Pardo Work
- Chief Compliance Officer and AMLCO @ (February 2026 - Present)
- Registered Investment Advisor Representative @ Allaria Asset Management, LLC (February 2026 - Present)
- Registered Options and Security Futures Principal (ROSFP) @ Kovack Securities, Inc. @ (April 2024 - February 2026)
- Chief Compliance Officer @ Kovack Municipal Group LLC @ (February 2024 - February 2026)
- Chief AML Compliance Officer @ Kovack Financial Network @ (August 2023 - February 2026)
- Senior Compliance Officer (AML and Regulatory) and ROSFP @ (June 2021 - August 2023)
- AML Compliance Officer @ (July 2015 - April 2021)
- AML Compliance Analyst @ (March 2015 - June 2015)
- Compliance Analyst (Legal and Compliance) @ (November 2013 - January 2015)
- Financial Analyst (Supply and Demand Management) @ (March 2013 - October 2013)
- Operations Consultant @ Q & K Investments (May 2010 - September 2012)
- Engagement Operations Analyst - Regional Due Diligence Management @ (January 2006 - January 2010)
- Client Asset Retention Specialist @ (January 2005 - January 2006)
Fernando Pardo Education
- Guilford College
Bachelor of Science (BS) (Business Management)
1999-2003 - Guilford College
Bachelor of Arts (BA) (Political Science)
1999-2003
Fernando Pardo Skills
- AML
- Analysis
- Analytical Skills
- Anti Money Laundering
- Banking
- Blue Sky laws
- Client Retention
- Compliance Management
- Compliance Oversight
- Corporate Bonds
- Customer Identification Program (CIP)
- Customer Service
- Derivatives
- Due Diligence
- ETFs
- Equities
- Finance
- Financial Analysis
- Financial Risk
- Financial Services
- Fixed Income
- Fraud Investigations
- Hedge Funds
- Investigation
- Investments
- KYC Verification
- Know Your Client (KYC)
- Municipal Securities
- Mutual Funds
- Operational Risk Management
- Operations Analysis
- Options
- Project Management
- Quality Assurance
- Regulatory Compliance
- Regulatory Filings
- Risk Analysis
- Risk Assessment
- Risk Management
- Risk mitigation
- Securities
- Series 4
- Series 54
- Series 7
- Strategic Planning
- Suspicious Activity Reports (SAR)
- Trading Strategies
- Training
- Transaction Monitoring
- U.S. Office of Foreign Assets Control (OFAC)
- US Treasuries
- Variable Annuities
Fernando Pardo Summary
- Fernando Pardo, based in Fort Lauderdale, FL, US, is currently a Chief Compliance Officer and AMLCO at Allaria Securities LLC. Fernando Pardo brings experience from previous roles at Allaria Asset Management, LLC and Kovack Financial Network. Fernando Pardo holds a 1999 - 2003 Bachelor of Science (BS) in Business Management @ Guilford College. With a robust skill set that includes AML, Analysis, Analytical Skills, Anti Money Laundering, Banking and more. Fernando Pardo has 2 emails and 2 mobile phone numbers on RocketReach.
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Fernando Pardo
Chief Compliance Officer and AMLCO
Fort Lauderdale, FL, US
Top Allaria Securities LLC Employees
Fernando Pardo
Chief Compliance Officer and AMLCO
Fort Lauderdale, FL, US
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