AVP - Compliance Officer and Senior Compliance Officer: Private Client Group @ (November 2002 - February 2007)
Compliance Officer @ Miller Johnson Steichen Kinnard (June 2001 - October 2002)
Compliance Intern and Mergers and Acquisitions Intern @ RJ Steichen & Co. (January 1999 - January 2000)
Evan Chang Education
Iowa State University
Finance
1997-2001
Evan Chang Skills
FINRA
AML
Series 7
Series 24
Investment Advisory
Mutual Funds
Series 63
Alternative Investments
Hedge Funds
Equities
Fixed Income
Broker-Dealer
Risk Management
Due Diligence
Talent Acquisition
Research
Microsoft Word
PowerPoint
Anti Money Laundering
Business Strategy
Strategy
Broker Dealer
Securities
Wealth Management
KYC
Evan Chang Summary
Evan Chang, based in Saint Paul, MN, US, is currently a Chief Compliance Officer at Focus Financial Network, Inc.. Evan Chang brings experience from previous roles at AdvisorNet Financial and RBC Wealth Management. Evan Chang holds a 1997 - 2001 Finance @ Iowa State University. With a robust skill set that includes FINRA, AML, Series 7, Series 24, Investment Advisory and more. Evan Chang has 2 emails and 1 mobile phone numbers on RocketReach.
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