Erik Morris Email & Phone Number
Chief Compliance Officer @ Ocean Park Asset Management
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Erik Morris Location
- Philadelphia, PA, US
Erik Morris Work
- Chief Compliance Officer @ (September 2023 - Present)
- Director of Compliance @ (December 2022 - August 2023)
- Head Of Compliance @ KORE Private Wealth (April 2022 - August 2023)
- Director, Chief Compliance Officer at Cipperman Compliance Services, LLC @ Cipperman Compliance Services, LLC (June 2021 - April 2022)
- Chief Operating Officer and Chief Compliance Officer @ Asset Planning Services, Ltd. (March 2020 - May 2021)
- Director of Operations and Chief Compliance Officer @ Asset Planning Services, Ltd. (January 2018 - March 2020)
- Director of Operations @ Asset Planning Services, Ltd. (March 2016 - January 2018)
- Director, Sr. Group Manager @ Lockwood Advisors, Inc. (December 2015 - March 2016)
- Vice President, Manager of Portfolio Management Operations @ Lockwood Advisors, Inc. (April 2012 - December 2015)
- Assistant Vice President, Compliance Officer @ Lockwood Advisors, Inc. (July 2010 - March 2012)
- Vice President, Project Manager (M and A Special Project) @ Lockwood Advisors, Inc. (March 2010 - March 2012)
- Assistant Vice President, Operational Risk Analyst @ (April 2008 - July 2010)
- Portfolio Turnover Specialist and Process Review Analyst @ (January 2007 - April 2008)
- Performance Reporting Analyst @ (April 2005 - January 2007)
- Economic Research Associate @ A. Gary Shilling & Co. (September 2004 - March 2005)
Erik Morris Education
- Saint Joseph's University
Master of Science (M.S.) (Financial Services)
2010-2012 - Lehigh University
Bachelor of Arts (B.A.) (Economics & International Relations)
2000-2004
Erik Morris Skills
- Alternative Investments
- Analysis
- Asset Allocation
- Asset Management
- Best Execution
- Budgets
- Capital Markets
- Compliance Management
- Compliance Regulations
- Compliance Training
- Customer Relationship Management (CRM)
- Due Diligence
- Employee Training
- Enterprise Risk Management
- Equities
- Finance
- Financial Advisory
- Financial Analysis
- Financial Markets
- Financial Planning
- Financial Risk
- Financial Services
- Fixed Income
- Investment Advisers Act
- Investment Advisor Compliance
- Investment Advisory
- Investment Advisory Services
- Investments
- Leadership
- Management
- Mergers & Acquisitions
- Mutual Funds
- Operational Risk
- Operational Risk Management
- Operations Management
- Portfolio Management
- Process Improvement
- Project Management
- Regulatory Compliance
- Risk Management
- Salesforce.com Administration
- Securities
- Series 7
- Strategic Financial Planning
- Strategic Planning
- Strategy
- Trading
- Valuation
- Vendor Management
- Wealth Management
Erik Morris Summary
- Erik Morris, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at Ocean Park Asset Management. Erik Morris brings experience from previous roles at Corient, KORE Private Wealth, Cipperman Compliance Services, LLC and Asset Planning Services, Ltd.. Erik Morris holds a 2010 - 2012 Master of Science (M.S.) in Financial Services @ Saint Joseph's University. With a robust skill set that includes Alternative Investments, Analysis, Asset Allocation, Asset Management, Best Execution and more. Erik Morris has 2 emails and 2 mobile phone numbers on RocketReach.
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Top Ocean Park Asset Management Employees
James st. Aubin
Chief Investment Officer
United States
Will Farr
Regional Director
Nashville, TN, US
Marc Difilippo
Regional Vice President
Downingtown, PA, US
Jerrod Deshaw
Director of National Accounts
Santa Monica, CA, US
Yanni Dalkos
Senior Research and Data Analyst
Long Beach, CA, US
Zach Rivard
Director, Internal Sales
Nashville, TN, US
Keaton Glover
Regional Director
Phoenix, AZ, US
Eric Schipper
Director MarTech and Data Activation
Los Angeles, CA, US
Burke Sennott
Regional Director | Ocean Park Asset Management
Chicago, IL, US
Jason Cole
Founder
Eugene, OR, US
Erik Morris
Chief Compliance Officer
Philadelphia, PA, US
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