Ericka Chavez Email & Phone Number
Risk and Control Administrator @ Vanguard
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Ericka Chavez Location
- Scottsdale, AZ, US
Ericka Chavez Work
- Risk and Control Administrator @ (January 2020 - Present)
- Quality Assurance Associate @ (September 2017 - December 2019)
- Problem Resolution Associate @ (August 2010 - September 2017)
- Brokerage Operations Associate @ (March 2006 - August 2010)
Ericka Chavez Education
- Phoenix College
Business Administration and Management (General)
1999-2001
Ericka Chavez Skills
- Acceptance Testing
- Analytical Skills
- Attention to Detail
- Audit Reports
- Auditing
- Broker-Dealer Compliance
- Business Workflows
- Change Management
- Communication
- Communication Protocols
- Compliance Management
- Critical Thinking
- Data Analysis
- Defining Requirements
- Due Diligence
- FINRA
- Finance
- Financial Analysis
- Financial Services
- Internet Explorer
- Investments
- Leadership
- Management Accounting
- Management Development
- Microsoft Excel
- Operational Control
- Operational Efficiency
- Operations
- Oral Communication
- Organization Skills
- Policies & Procedures
- Portfolio Management
- Problem Management
- Problem Solving
- Process Analysis
- Process Improvement Tools
- Project Management
- Regulatory Compliance
- Regulatory Requirements
- Regulatory Standards
- Risk Management
- SEC Regulations
- Security Information and Event Management (SIEM)
- Sensitive Information
- Series 7
- Stakeholder Management
- Subject Matter Experts
- Team Productivity
- Unbiased
Ericka Chavez Summary
- Ericka Chavez, based in Scottsdale, AZ, US, is currently a Risk and Control Administrator at Vanguard. Ericka Chavez brings experience from previous roles at Vanguard. Ericka Chavez holds a 1999 - 2001 Business Administration and Management in General @ Phoenix College. With a robust skill set that includes Acceptance Testing, Analytical Skills, Attention to Detail, Audit Reports, Auditing and more. Ericka Chavez has 2 emails and 2 mobile phone numbers on RocketReach.
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