Eric Spichiger Email & Phone Number
Chief Compliance Officer @ BCP Securities LLC
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Eric Spichiger Location
- Stamford, CT, US
Eric Spichiger Work
- Chief Compliance Officer @ (September 2013 - Present)
- Managing Director, Chief Compliance Officer @ (November 2009 - September 2013)
- Principal @ Spichiger Consulting (January 2008 - January 2009)
- Executive Director Regulatory and Compliance Officer @ (January 1998 - January 2008)
- Vice President Senior Compliance Officer @ (January 1995 - January 1997)
- Senior Compliance Officer @ (January 1991 - January 1995)
- Compliance Officer @ (January 1989 - January 1990)
- Staff Accountant @ Josephthal &Co (January 1986 - January 1989)
Eric Spichiger Education
- RU
Bachelor Of Arts (Economics, English)
- Pace University
Master Of Business Administration (International Business, Finance)
Eric Spichiger Skills
- AML
- Alternative Investments
- Anti Money Laundering
- Bonds
- Capital Markets
- Derivatives
- Electronic Trading
- Emerging Markets
- Equities
- Equity Derivatives
- FINRA
- Fixed Income
- Hedge Funds
- Internal Audit
- Options
- Securities
- Securities Regulation
- Series 24
- Series 63
- Series 7
- Trading
- Trading Systems
- Training
Eric Spichiger Summary
- Eric Spichiger, based in Stamford, CT, US, is currently a Chief Compliance Officer at BCP Securities. Eric Spichiger brings experience from previous roles at r.w. Pressprich & Co., Spichiger Consulting, Ubs and Natwest. Eric Spichiger holds a Bachelor Of Arts in Economics, English @ RU. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Bonds, Capital Markets and more. Eric Spichiger has 2 emails and 1 mobile phone numbers on RocketReach.
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Others Named Eric Spichiger
Eric Spichiger
Chief Compliance Officer
Stamford, CT, US
Eric Spichiger
Chief Compliance Officer
Stamford, CT, US
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