Branch Manager, Financial Advisor First Vice President @ (July 2002 - December 2008)
Eric Loy Education
Missouri University of Science and Technology
Missouri Southern State University
Missouri State University
Eric Loy Skills
Analytical Skills
Annuities
Attention to Detail
Broker-Dealer Compliance
Brokerage
Business Administration
Business Case Preparation
Change Management
Communication
Compliance Auditing
Compliance Management
Compliance Management Systems
Compliance Officers
Compliance Training
FINRA
Federal & State Regulations
Financial Regulations
Financial Services
Goal Setting
Insurance Compliance
Internal Investigations
Investment Company Act
Investment Management
Leadership
Managed Funds
Manuals
Microsoft Excel
Microsoft PowerPoint
Multitasking
Policies & Procedures
Presentation Skills
Regulatory Compliance
Regulatory Filings
Regulatory Requirements
Relationship Development
Resource Allocation
Risk Assessment
Risk Management
Sales
Securities
Series 7
Skill Development
Strategic Leadership
Strategic Planning
Strategic Thinking
Strategic Vision
Strategy Implementation
Supervisory Skills
Team Management
Variable Annuities
Wealth Management Services
Eric Loy Summary
Eric Loy, based in St. Louis, MO, US, is currently a Chief Supervision Officer, Senior Vice President at Benjamin F. Edwards & Co.. Eric Loy brings experience from previous roles at Wells Fargo Advisors and A.G. Edwards & Sons, Inc.. Eric Loy holds a Missouri University of Science and Technology. With a robust skill set that includes Analytical Skills, Annuities, Attention to Detail, Broker-Dealer Compliance, Brokerage and more. Eric Loy has 1 emails and 2 mobile phone numbers on RocketReach.
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