Eric Littlefield Email & Phone Number
Compliance Advisor @ ROH
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Eric Littlefield Location
- New York, NY, US
Eric Littlefield Work
- Compliance Advisor @ (October 2025 - Present)
- Client System Conversion Advisor @ (December 2024 - March 2025)
- KYC (E2E Coordinator) @ (April 2024 - October 2024)
- KYC Senior Manager @ (March 2021 - December 2022)
- Client Delivery Onboarding Director @ (January 2017 - December 2020)
- Vice President Client Onboarding @ (August 2015 - November 2016)
- Americas Head-Director Client OnBoarding @ (May 2014 - June 2015)
- Associate Quality Assurance Associate @ (January 2013 - May 2014)
- Associate Director Quality Assurance Manager @ (October 2007 - January 2013)
Eric Littlefield Education
- Nassau Community College
Business Administration and Management (General)
Eric Littlefield Skills
- Microsoft Office
- Management
- Leadership
- Microsoft Excel
- Microsoft Word
- Research
- Training
- Banking
- Risk Management
- Financial Risk
- Securities
- Due Diligence
- Internal Audit
- Derivatives
- Trading
- Sales
- Finance
- Anti Money Laundering
- Auditing
- Investments
- Fixed Income
- Investment Banking
- Capital Markets
- Equities
- Financial Services
- Credit
- Financial Analysis
- Portfolio Management
- KYC
- Business Process Improvement
- Corporate Finance
- Hedge Funds
- Customer Relationship Management (CRM)
- Business Analysis
- Customer Service
- Financial Markets
- Bloomberg
- Credit Risk
- Executive Management
- Business Development
- Fraud Investigations
- Market Research
- QA Approval
- Standard Operating Procedure (SOP)
- Execution
- C
- Merrill Lynch
- New Account
- Customer Relationship Management Crm
- Business Units
- Aol
- Coordinate
- Documentation
- Dealers
- General Counsel
- Retail
- Brokers
- FINRA
- Strategy
- Train Staff
- CRM
- Sage Act
- Human Resources
- Customer Validation
- Settlement
- OFAC
- Regulatory Requirements
- Operations
- Regulations
- Interfaces
- Fed
- Books
- Home
- Checks
- Quality Control
- Databases
- Policy
- Community
- Responsibility
- Forms
- Coordination
- Validation
- Guidelines
- Boarding
- Contractual Agreements
- Addressing
- Data Migration
- Accounting
- Onboarding
- End to End
- Static Data
- Policies and Procedures
- PowerPoint
- Edition
- Risk
- Federal Reserve
- New York
- Reviews
- Compliance
- Quality Assurance
- Clearing
- System
- Front Office
- Customer Relationship Management
Eric Littlefield Summary
- Eric Littlefield, based in New York, NY, US, is currently a Compliance Advisor at ROH. Eric Littlefield brings experience from previous roles at IDB Capital, BNP Paribas, Tipalti and The Clearing House. Eric Littlefield holds a Business Administration and Management in General @ Nassau Community College. With a robust skill set that includes Microsoft Office, Management, Leadership, Microsoft Excel, Microsoft Word and more. Eric Littlefield has 2 emails and 1 mobile phone numbers on RocketReach.
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