Chief Administrative and Compliance Officer @ (October 2026 - Present)
EVP, Compliance Officer and Business Operations @ (September 2026 - Present)
Managing Director, Operations and Compliance @ (October 2020 - Present)
Managing Director - Operations and Compliance @ (December 2018 - October 2020)
Executive Dir., Compliance Risk Assessment and Strategy @ (September 2018 - November 2018)
Executive Dir., Bank Compliance-Head of Digital Initiatives and High Net Worth Lending and Deposits @ (September 2016 - September 2018)
Compliance Officer-Corporate Finance @ (November 2011 - September 2016)
AVP, Compliance @ (March 2011 - November 2011)
Non-Earnings Operations Team Lead @ (January 2008 - March 2011)
Eric James Education
Indiana University Bloomington
B.M. (Music)
1900-1900
Eric James Skills
Regulatory Compliance
Risk Management
Risk Assessment
Financial Services
Leadership
Management
Finance
Portfolio Management
Financial Risk
Loans
Project Management
Credit
Cross-functional Team Leadership
Six Sigma
Training
Software Documentation
Process Improvement
Financial Analysis
Banking
Business Process Improvement
Cross Functional Team Leadership
Change Management
CAP
Leveraged Finance
Cross Functional Team
Sales
Public Speaking
Eric James Summary
Eric James, based in Norwalk, CT, US, is currently a EVP, Chief Administrative and Compliance Officer at Encina Commercial Finance, LLC. Eric James brings experience from previous roles at Encina Commercial Finance, LLC, Encina Capital Partners, LLC and Encina Private Credit, LLC. Eric James holds a 1900 - 1900 B.M. in Music @ Indiana University Bloomington. With a robust skill set that includes Regulatory Compliance, Risk Management, Risk Assessment, Financial Services, Leadership and more. Eric James has 5 emails and 5 mobile phone numbers on RocketReach.
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