Eric Holt Email & Phone Number
Chief Compliance Officer @ NexBank Securities
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Eric Holt Location
- Dallas, TX, US
Eric Holt Work
- Chief Compliance Officer @ (October 2014 - Present)
- Chief Compliance Officer - NexPoint Securities, Inc. @ (October 2014 - Present)
- Managing Member @ RGH Compliance Solutions, LLC (May 2013 - October 2014)
- Chief Compliance Officer @ (February 2011 - February 2013)
- Chief Compliance Officer @ (August 2001 - April 2011)
- Compliance Examiner @ (November 1999 - August 2001)
- Compliance Examiner @ HD Vest (November 1997 - December 1999)
Eric Holt Education
- Baylor University - Hankamer School of Business
BBA (Marketing)
1987-1991
Eric Holt Skills
- AML
- Alternative Investments
- Anti Money Laundering
- Asset Management
- Bloomberg
- Capital Markets
- Compliance
- Corporate Governance
- ETFs
- Equities
- Equity Trading
- FINRA
- Finance
- Financial Risk
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Advisory
- Investment Management
- Investments
- Management
- Mutual Funds
- Options
- Risk Management
- Securities
- Series 24
- Series 63
- Series 7
- Trading
- Uniform Combined State Law
- Capital Management
- Dealers
Eric Holt Summary
- Eric Holt, based in Dallas, TX, US, is currently a Chief Compliance Officer at NexBank Securities. Eric Holt brings experience from previous roles at NexPoint, RGH Compliance Solutions, LLC, First Southwest Company and Capital Institutional Services. Eric Holt holds a 1987 - 1991 BBA in Marketing @ Baylor University - Hankamer School of Business. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Asset Management, Bloomberg and more. Eric Holt has 3 emails and 2 mobile phone numbers on RocketReach.
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