Eric Hess Email & Phone Number
Founder and Managing Counsel
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Eric Hess Location
- Westfield, NJ, US
Eric Hess Work
- Founder and Managing Counsel @ Hess Legal Counsel (October 2012 - Present)
- Partner @ (February 2018 - Present)
- Founder @ Heleo Consulting LLC (October 2021 - Present)
- Founder and President @ Helical Inc. (December 2017 - December 2021)
- Founder and Managing Director @ HLC LLC (September 2014 - June 2019)
- Chief Executive Officer @ OTCCM - a Rodman & Renshaw company (August 2011 - August 2012)
- General Counsel, Chief Regulatory Officer and Head of Information Security @ Direct Edge Exchanges (May 2008 - August 2011)
- Senior Vice President, Equities Legal @ Lehman Brothers (January 2003 - January 2008)
- Legal Head, Transactional Services @ (January 2002 - January 2002)
- General Counsel, Trading Systems @ (January 1997 - January 2002)
Eric Hess Education
- fordham law school
JD (Law)
1991-1994 - Binghamton University
Bachelor of Science (Economics)
1985-1989
Eric Hess Skills
- Legal Compliance
- Securities Regulation
- Broker Dealer Regulation
- Futures
- Market Data
- Contract Negotiation
- Strategic Planning
- Business Strateg
- Executive Management
- Risk Management
- Product Development
- Supervisory Experience
- Business Process Improvement
- Project Planning
- Budget Process
- Internal Audit
- Hedge Funds
- Intellectual Property
- Dodd-Frank
- Securities Exchange Act of 1934
- Employment Law
- Enterprise Risk Management
- Software Licensing
- Prime Brokerage
- IT Infrastructure Management
- Regulatory Analysis
- Electronic Trading
- Stock Exchange
- Alternative Trading Systems
- Equities Technology
- Regulatory Policy
- Technology Management
- Series 24
- Human Resources
- Financial Regulation
- Trading Systems
- Options
- Equities
- FINRA
- Trading
- Mergers & Acquisitions
- Equity Trading
- Broker-Dealer
- SEC
- Securities
- Capital Markets
- Due Diligence
- Financial Markets
- Financial Services
- Corporate Governance
- Project Management
- Corporate Law
- Legal Research
- Litigation
- Mergers and Acquisitions
- Sales
- Strategy
- Marketing
- Consulting
- Broker Dealer
- Dodd Frank
- Crossing
- Market
- Bar Admissions
- Nasd
- Infrastructure
- Leases
- Arrangements
- Vendors
- Acting
- Students
- Interpretations
- Solicitation
- Federal Regulations
- Finance
- Policy Development
- Business Initiatives
- Savings
- Symposium
- Real Estate
- Temporary Placement
- Legal
- Law Enforcement
- Dispute Resolution
- Subscription
- Real Estate Transactions
- Management
- Financial Statements
- Confirmation
- Outsourcing
- Short Sales
- Security
- Beijing
- Transactional
- Committees
- Program Trading
- Rules
- Clearing
- Attorneys
- Accounting
- Issuer
- Bonds
- Algorithms
- Guidance
- Settlement
- Lobbying
- System
- Telecommunications
- Data Systems
- Bloomberg
- Data Recovery
- Sage Act
- Applicant Tracking Systems
- Nyse
- Ecn
- Acquisitions
- Policy
- Supervisory
- Research
- Private Sector
- Secured Financing
- Reporting
- Venture Capital
- Commercial Real Estate
- Loans
- Surveillance
- Pro*c
- Written
- Exchanges
- Letters
- International Trade
- Jersey
- Admissions
- Economics
- Barriers
- Rights
- On Budget
- 24 Licensed
- Shareholders
- Order Management
- Applications
- Swaps
- Warrants
- Home
- Quality Assurance
- Cost Savings
- Licensing
- Operations
- Regulatory Audits
- Small Cap
- Drafting
- Indian
- Governance
- Soft Dollars
- Contractual Agreements
- Facilities Management
- Tender Offers
- Nasdaq
- Analytics
- Private Placements
- Cco
- Executive Pay
- Leasing
- Policies and Procedures
- Regulations
- Business Units
- Contract Management
- NMS
- Portfolio
- IT Risk Management
- Microsoft Exchange
- Sourcing
- New York
- Consortium
- Process Improvement
- Bridge Inspection
- Image Manipulation
- Compliance
- Audit Committee
- Outlook
- Sungard
- Business Planning
- Annual Reports
- Stocks
- Proprietary Trading
- Asset
- Trading System
- Filing
- Maplewood
- Market Structure
- Series 7
- Coordinated
- Joint Ventures
- Dealers
Eric Hess Summary
- Eric Hess, based in Westfield, NJ, US, is currently a Founder and Managing Counsel at Hess Legal Counsel. Eric Hess brings experience from previous roles at Upper90, Heleo Consulting LLC, Helical Inc. and HLC LLC. Eric Hess holds a 1991 - 1994 JD in Law @ fordham law school. With a robust skill set that includes Legal Compliance, Securities Regulation, Broker Dealer Regulation, Futures, Market Data and more. Eric Hess has 2 emails and 3 mobile phone numbers on RocketReach.
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