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Eric Hains Location
New York, NY, US
Eric Hains Work
2021 -now Head of Surveillance @
2015 -2021 Director of Surveillance @
2011 -2015 Head of SMARTS Trade Surveillance Sales - Americas @
2010 -2011 Managing Partner @
2001 -2010 Director - Compliance @
Eric Hains Education
Franklin & Marshall College
Bachelor of Arts (B.A.)
Eric Hains Skills
FINRA
Equities
Fixed Income
Hedge Funds
Capital Markets
AML
Options
Securities
Trading Systems
Derivatives
Financial Markets
Trading
Series 63
Financial Risk
Financial Services
Alternative Investments
Mutual Funds
OFAC
Equity Trading
KYC
Financial Regulation
Electronic Trading
Operational Risk
Prime Brokerage
Market Data
Investment Advisory
Series 7
Risk Management
Series 24
Securities Regulation
Asset Management
Investment Banking
Eric Hains Summary
Eric Hains, based in New York, NY, US, is currently a Head of Surveillance at Robinhood. Eric Hains brings experience from previous roles at TD Ameritrade, Nasdaq, Compliance Consulting and Citi Global Markets. Eric Hains holds a Bachelor of Arts (B.A.) @ Franklin & Marshall College. With a robust skill set that includes FINRA, Equities, Fixed Income, Hedge Funds, Capital Markets and more. Eric Hains has 2 emails and 2 mobile phone numbers on RocketReach.
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