Emma Sullivan Email
Head of Compliance Advisory @ Newton Investment Management Group
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Emma Sullivan Location
- London, GB
Emma Sullivan Work
- Head of Compliance Advisory @ (February 2022 - Present)
- Head Of Compliance @ (April 2010 - March 2021)
- Guideline Monitoring Analyst @ (July 2009 - April 2010)
- Compliance and Monitoring Associate @ Capita Financial (August 2007 - July 2009)
- Performance Data Analyst @ (February 2005 - August 2007)
- Registrations Administrator @ (August 2003 - February 2005)
- Equity Dealing and Administration @ (October 2000 - May 2003)
Emma Sullivan Education
- University of Portsmouth
BA Hons Geography (Geography)
1997-2000 - The Billerciay School
Emma Sullivan Skills
- AML
- Anti Money Laundering
- Asset Management
- CDD
- Compliance Advisory
- Compliance Management
- Compliance Officers
- Due Diligence
- Equities
- Finance
- Financial Regulation
- Financial Risk
- Financial Services
- Hedge Funds
- Investment Management
- Investments
- KYC
- Management
- Mutual Funds
- Operational Risk
- Operational Risk Management
- Regulatory Affairs
- Regulatory Compliance
- Risk Management
- Securities
- U.S. Foreign Account Tax Compliance Act (FATCA)
Emma Sullivan Summary
- Emma Sullivan, based in London, GB, is currently a Head of Compliance Advisory at Newton Investment Management Group. Emma Sullivan brings experience from previous roles at Findlay Park Partners LLP, BlackRock, Capita Financial and HSBC Investments. Emma Sullivan holds a 1997 - 2000 BA Hons Geography in Geography @ University of Portsmouth. With a robust skill set that includes AML, Anti Money Laundering, Asset Management, CDD, Compliance Advisory and more. Emma Sullivan has 1 emails on RocketReach.
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Top Newton Investment Management Group Employees
Huw Gronow
Head of Dealing
London, GB
Andrew Thomson
Head of Projects
London, GB
Paul Flood
Head of Multi-Asset Investment
London, GB
Neill Flux
Chief Administration Officer
Tonbridge, GB
Aatish Patel
Managing Partner
United Kingdom
Jennifer Morales
Senior VP, Senior Compliance Officer
Boston, MA, US
Guy Warmington
Head Of Operational Risk
London, GB
Simeon Lewis
Head of Data Governance
London, GB
Seán Murphy
VP - International Head - Manufacturing Data Management
London, England, GB
Alex Cassesso
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Boston, MA, US
David Cumming
Head of Equities
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Brock Campbell
Head of Global Research and Portfolio Manager
Boston, MA, US
Tina Vu
Global Research Analyst - VP
United Kingdom
Myra Newton
President
Hot Springs, AR, US
Julianne McHugh
Head of Sustainable Equities
Boston, MA, US
Gregory Scozzari
Vice President, Portfolio Specialist
New York, NY, US
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