Emma Spratley Email
Head of Compliance Office @ Lloyds Wealth
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Emma Spratley Location
- Leeds, Leeds, United Kingdom
Emma Spratley Work
- 2026 -now Head of Compliance Office @
- 2025 -now Head of Compliance Office @
- 2024 -2025 Head of Operations Risk and Compliance Oversight @
- 2023 -2023 Head of ACD Risk and Compliance @
- 2021 -2023 Senior Compliance and Risk Manager @
- 2019 -2021 ACD Compliance Officer @
- 2019 -2019 Senior Risk Manager, Stockbroking Risk, Insurance and Wealth Division @
- 2014 -2018 Senior Risk and Compliance Manager, Stockbroking Risk and Compliance, Insurance and Wealth Division @
- 2011 -2014 Senior Customer Services Manager @ Halifax Share Dealing Limited
- 2009 -2011 Senior Call Centre Manager @ Halifax Share Dealing Limited
- 2007 -2009 Operations Manager @ Halifax Share Dealing Limited
Emma Spratley Education
- The Chartered Institute for Securities & Investment (The CISI)
Investment Administration Qualification
2002-2002 - The Chartered Institute for Securities & Investment (The CISI)
Securities Representitive
2001-2001 - Coventry University
LLB (Hons) (English & European Law)
1992-1996 - John Kyrle High School
10 GCSE's & 4 A'Levels
1986-1992
Emma Spratley Skills
- Risk Management
- Management
- Stockbroking
- Customer Service
- Financial Services
- Operational Risk Management
- Project Delivery
- Stakeholder Management
- Relationship Management
- Investments
- Business Analysis
- Change Management
- Banking
- Retail Banking
- Business Relationship Management
Emma Spratley Summary
- Emma Spratley, based in Leeds, Leeds, United Kingdom, is currently a Head of Compliance Office at Lloyds Wealth. Emma Spratley brings experience from previous roles at Schroders Personal Wealth. Emma Spratley holds a 2002 - 2002 Investment Administration Qualification @ The Chartered Institute for Securities & Investment (The CISI). With a robust skill set that includes Risk Management, Management, Stockbroking, Customer Service, Financial Services and more. Emma Spratley has 4 emails on RocketReach.
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