Elliott Lum's Location
United States
Elliott Lum's Work
- Head of Compliance and BSA and AML Officer @ Wisetack
- Compliance Consultant
- Chief of Staff (Pro Tem) @ Uphold Inc.
- Compliance Director and BSA and AML Officer @ Brex
- Compliance Officer (previously, Monitoring and Testing Officer and BSA and AML Officer) @ Funding Circle US
- Compliance Advisor @ Pinch
- Compliance Specialist @ Bank of the West
- Senior Associate @ State Street
- Regulator @ State of California
Elliott Lum's Education
- University of Oregon School of Law
Elliott Lum's Skills
- Microsoft Office
- Investigation
- Analysis
- Risk Management
- Interest Rate Derivatives
- Marketing
- Regulatory Affairs
- Swaptions
- Forwards
- PowerPoint
Elliott Lum's Summary
Elliott Lum, based in United States, is currently a Head of Compliance and BSA and AML Officer at Wisetack, bringing experience from previous roles at Self-Employed, Uphold Inc., Brex and Funding Circle US. Elliott Lum holds a University of Oregon School of Law. With a robust skill set that includes Microsoft Office, Investigation, Analysis, Risk Management, Interest Rate Derivatives and more, Elliott Lum contributes valuable insights to the industry. Elliott Lum has 2 emails on RocketReach.
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