Elisabeth Smith Email & Phone Number

Senior Vice President, Head of Field Supervision @ Hilltop Securities Inc.

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Elisabeth Smith Location

Saint Paul, MN, US

Elisabeth Smith Work

2021 - now Senior Vice President, Head of Field Supervision @ Hilltop Securities Inc.
2019 - 2021 First Vice President, Senior Complex Risk Officer @ Morgan Stanley
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2014 - 2018 Principal, Director of Supervision @ Piper Jaffray Investment Management, LLC

2013 - 2013 Principal, Chief Compliance Officer @ Piper Jaffray Investment Management, LLC
2011 - 2013 Principal, Head of Investor Relations @ Piper Jaffray Investment Management, LLC
2008 - 2011 Principal, Administrative Manager - Fixed Income Services @ Piper Jaffray
2006 - 2008 Vice President, Administrative Manager - High Yield Structured Products @ Piper Jaffray
2006 - 2006 Director, Control Officer @ UBS Group AG
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2004 - 2006 Vice President, Senior Registered Options Principal @ Piper Jaffray

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Elisabeth Smith Education

Augsburg College
University of Minnesota

Elisabeth Smith Skills

Options
Alternative Investments
FINRA

Equities
Investments
Compliance
Mutual Funds
Portfolio Management
Supervisory Experience
Series 7

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Elisabeth Smith Summary

Elisabeth Smith, based in Saint Paul, MN, US, is currently a Senior Vice President, Head of Field Supervision at Hilltop Securities Inc.. Elisabeth Smith brings experience from previous roles at Morgan Stanley, Piper Jaffray Investment Management, LLC and Piper Jaffray Investment Management, LLC . Elisabeth Smith holds a Augsburg College. With a robust skill set that includes Options, Alternative Investments, FINRA, Equities, Investments and more. Elisabeth Smith has 1 emails and 1 mobile phone numbers on RocketReach.

Elisabeth Smith Emails

Found 1 emails

@hilltopsecurities.com

Elisabeth Smith Phone Numbers

Found 1 phone numbers

+1 713-504-XXXX

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Elisabeth Smith

Senior Vice President, Head of Field Supervision at Hilltop Securities Inc.

Saint Paul, MN, US
1
- hilltopsecurities.com
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- +1 713-504-XXXX
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Elisabeth Smith

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Elisabeth Smith

Program Manager at Year Up

Auburn, WA, US
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Top Hilltop Securities Inc. Employees

David Holleran

Chief Operating Officer at Hilltop Securities Inc.

Dallas, TX, US
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- hilltopsecurities.com
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- +1 214-859-XXXX
- +1 612-730-XXXX
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Christopher Janning

Managing Director at Hilltop Securities Inc.

Dallas, TX, US
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Blake Morris

Managing Director, Head of Supervision - Public Finance at Hilltop Securities Inc.

Dallas, TX, US
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John Muschalek

Executive Managing Director, Head of Wealth Management and President of Momentum Independent Network at Hilltop Securities Inc.

Dallas, TX, US
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Michael Forster

Vice President - Business Development and Relationship Management at Hilltop Securities Inc.

Dallas, TX, US
1
- hilltopsecurities.com
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- +1 716-440-XXXX
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May Hu

Managing Director at Hilltop Securities Inc.

Bethesda, MD, US
1
- hilltopsecurities.com
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- +1 301-365-XXXX
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Bj McAndrews

Managing Director - Head of Securitized Products Sales at Hilltop Securities Inc.

Charlotte, NC, US
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Tim Frenz

Managing Director, Public Finance at Hilltop Securities Inc.

Pittsburgh, PA, US
1
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Elizabeth Munoz

Senior Vice President, Wealth Management Finance and Strategy at Hilltop Securities Inc.

Dallas, TX, US
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