Edward Smith Email & Phone Number
Executive Vice President, General Counsel and Chief Compliance Officer
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Edward Smith Location
- Jersey City, NJ, US
Edward Smith Work
- Executive Vice President, General Counsel and Chief Compliance Officer @ Hartfield, Titus & Donnelly, LLC (January 2013 - Present)
- General Counsel, Chief Compliance Officer @ Coastal Trade Securities, LLC (August 2011 - December 2012)
- Chief Compliance Officer, Regulatory Counsel @ (May 2008 - August 2011)
- Vice President, Fixed Income Compliance Officer @ (January 2004 - May 2008)
Edward Smith Education
- Quinnipiac University School of Law
JD (Banking, Corporate, Finance, and Securities Law)
1996-1998 - New York University - Leonard N. Stern School of Business
B.S. (Finance, International Business)
1989-1993
Edward Smith Skills
- Fixed Income
- Securities
- FINRA
- Management
- Trading
- Equity Trading
- Capital Markets
- Legal Compliance
- Series 24
- Hedge Funds
- Legal Writing
- Legal Documents
- Derivatives
- Finance
- Executive Management
- Equities
- Project Management
- Trade Compliance
- Compliance
- Registered Investment Advisor
- Financial Services
- fixed income compliance & surveillance
- Municipal Bonds
- Bond Markets
- Compliance Program Management
- Human Resource Planning
- 401K Pension Plan Management
- Self-Insured Health Benefit Plan Management
- ATS Platform Management (regulatory)
- Securities Regulation
- Risk Management
- Financial Regulation
- ATS
- ATS Compliance
- Fixed Income Compliance
- Self Insured Health
- Registered Investment
- 401k Pension Plan
- Compliance Program
- Ats Platform Management Regulatory
- Self Insured Health Benefit Plan Management
- Fixed Income Compliance and Surveillance
- Ats Platform Management
Edward Smith Summary
- Edward Smith, based in Jersey City, NJ, US, is currently a Executive Vice President, General Counsel and Chief Compliance Officer at Hartfield, Titus & Donnelly, LLC. Edward Smith brings experience from previous roles at Coastal Trade Securities, LLC, ICAP and Morgan Stanley. Edward Smith holds a 1996 - 1998 JD in Banking, Corporate, Finance, and Securities Law @ Quinnipiac University School of Law. With a robust skill set that includes Fixed Income, Securities, FINRA, Management, Trading and more. Edward Smith has 1 emails and 3 mobile phone numbers on RocketReach.
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