Managing Director and Head of Governance, Risk and Compliance Practice @ Oyster Consulting, LLC
5 free lookup(s).
Ed Wegener Location
Chicago, IL, US
Ed Wegener Work
2020 -now Managing Director and Head of Governance, Risk and Compliance Practice @
2014 -2020 Senior Vice President and Midwest Regional Director @
2013 -2014 Vice President and Deputy District Director Chicago @
2009 -2013 Deputy Director Chicago District Office @
1998 -2009 Examiner and Examination Manager and Associate Director @
1994 -1998 Annuities Specialist and General Securities Principal and Operations @ Kemper Investors Life Insurance/Investors Brokerage Service
Ed Wegener Education
Illinois State University
BS, Finance (Finance)
Ed Wegener Skills
Securities
Mutual Funds
FINRA
Securities Regulation
Regulatory Compliance
Anti Money Laundering
Fraud Investigations
Risk Assessment
Risk Management
Asset Management
Cybersecurity
Strategic Planning
Financial Services
Investments
Equities
AML
Fixed Income
Internal Controls
Financial Markets
Accounting
Financial Accounting
Finance
Team Building and Leadership
Strategic Leadership
Solution Focused
Business Innovation
Series 24
Financial Regulation
SEC
CAMS
Series 7
Digital Assets
Financial Crimes Investigations
financial crimes
Policies & Procedures
RegulationBest Interest
Data Analysis
RegTech
Cryptocurrency
KYC
Training
Auditing
Strategic Thinking
Leadership
Management
Investment Advisory
Bank Secrecy Act
USA PATRIOT Act
Ed Wegener Summary
Ed Wegener, based in Chicago, IL, US, is currently a Managing Director and Head of Governance, Risk and Compliance Practice at Oyster Consulting, LLC. Ed Wegener brings experience from previous roles at FINRA, Financial Industry Regulatory Authority and FINRA (Financial Industry Regulatory Authority). Ed Wegener holds a BS, Finance in Finance @ Illinois State University. With a robust skill set that includes Securities, Mutual Funds, FINRA, Securities Regulation, Regulatory Compliance and more. Ed Wegener has 3 emails and 2 mobile phone numbers on RocketReach.
Get contact details of over 700M profiles across 60M companies - all with industry-leading accuracy. Sales and Recruiter users, try out our Email Finder Extension.
Use our AI-Powered Email Finder
Find business and personal emails and mobile phone numbers with exclusive coverage across niche job titles, industries, and more for unparalleled targeting. Also available via our Contact Data API.