Ed Parks Email & Phone Number
VP, Investment Advisory Supervision @ Raymond James
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Ed Parks Location
- Atlanta, GA, US
Ed Parks Work
- VP, Investment Advisory Supervision @ (June 2022 - Present)
- Supervision Regional Vice President @ Advisor Group-FSC Securities Corporation (July 2014 - June 2022)
- Compliance Consultant, Assistant Vice President @ SUNTRUST BANK - Wealth & Investment Management, Suntrust Investment Services (November 2010 - July 2014)
- Senior Compliance Officer, Vice President @ COLONIAL BANCGROUP-Colonial Brokerage, Inc (April 2006 - November 2009)
- Field Supervisor @ CITIGROUP-Primerica Financial Services (May 2005 - April 2006)
- Regional Business Development Associate, Assistant Vice President @ AIG-FSC Securities Corp (March 2002 - May 2005)
- Compliance Examiner @ AIG-FSC Securities Corp (April 2000 - March 2002)
Ed Parks Education
- The University of Alabama
B.S. (Finance)
- Auburn University at Montgomery
M.B.A. (Business Administration)
Ed Parks Skills
- Securities
- FINRA
- Investments
- Investment Advisory
- Series 24
- Compliance
- Insurance
- Fixed Annuities
- Options
- Mutual Funds
- Series 63
- Income Tax
- Tax Preparation
- Variable Annuities
- Supervision
- Indexed Annuities
- Compliance Testing
- Unit Investment Trusts
- Exchange Traded Funds
- Operational Risk
- AML
- Alternative Investments
- Anti Money Laundering
- Financial Services
- Risk Management
- Series 7
- Wealth Management
- SEC
- Securities Laws
- Market
- Books
- Small Office
- Brokerage
- Finance
- Aol
- Business Administration
- Uniform Combined State Law
- Quality Auditing
- Complaints
- Regulatory Agencies
- Management
- Revenue
- Financial Statements
- Science
- Security
- Resume
- Citigroup
- Meet Strict Deadlines
- Resolve
- Rules
- Auditing
- Monitors
- Accounting
- Detail Oriented
- Particular Strengths
- Build Relationships
- Healthcare
- Element
- Mass
- Product Reviews
- Training
- Policy
- Supervisory
- Research
- R
- Jurisdiction
- Coordination
- Parks
- Business Development
- Communication
- Home
- Advertising
- Business Operations
- Licensing
- Array
- Social Influence
- Written Communication
- Responsibility
- Internal Audit
- Policies and Procedures
- Regulations
- Tax
- Alternate
- Continuing Education
- Nursing
- Questionnaires
- Budgets
- Data Encryption Standard
- Staff Development
- Trading
- Tax Returns
- Meetings
- Third Party Vendors
- Dealers
Ed Parks Summary
- Ed Parks, based in Atlanta, GA, US, is currently a VP, Investment Advisory Supervision at Raymond James. Ed Parks brings experience from previous roles at Advisor Group-FSC Securities Corporation, SUNTRUST BANK - Wealth & Investment Management, Suntrust Investment Services, COLONIAL BANCGROUP-Colonial Brokerage, Inc and CITIGROUP-Primerica Financial Services. Ed Parks holds a B.S. in Finance @ The University of Alabama. With a robust skill set that includes Securities, FINRA, Investments, Investment Advisory, Series 24 and more. Ed Parks has 2 emails and 2 mobile phone numbers on RocketReach.
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