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Drew O'Connor Location
New York, NY, US
Drew O'Connor Work
Chief Compliance Officer and Financial Advisor and Owner @ Upside Lab Advisors (November 2020 - Present)
Advisor and Compliance Officer @ (March 2018 - September 2020)
Compliance Officer and Financial Advisor @ (March 2018 - September 2020)
Investment Consultant @ (November 2016 - March 2018)
Investment Specialist @ (December 2015 - September 2016)
Senior Stockbroker @ (December 2009 - December 2015)
President @ KFM Securities (November 2006 - October 2009)
Drew O'Connor Education
State University of New York Cortland
BA (Economics, Marketing)
1981-1985
Drew O'Connor Skills
Series 63
Electronic Trading
Bbss
Sales
Excel
Strategic Planning
Nyse
Series 55
Rox
Compliance
Algorithmic Trading
Equities
FINRA
API
New Business Development
Series 24
Trading
Options
Series 7
Securities
Equity Trading
Drew O'Connor Summary
Drew O'Connor, based in New York, NY, US, is currently a Chief Compliance Officer and Financial Advisor and Owner at Upside Lab Advisors. Drew O'Connor brings experience from previous roles at Gateway Investments, LLC, Gateway Investor Relations, Scottrade and Merrill Edge. Drew O'Connor holds a 1981 - 1985 BA in Economics, Marketing @ State University of New York Cortland. With a robust skill set that includes Series 63, Electronic Trading, Bbss, Sales, Excel and more. Drew O'Connor has 1 emails and 2 mobile phone numbers on RocketReach.
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