Chief Compliance Officer and Financial Advisor and Owner
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Drew O'Connor Location
New York, NY, US
Drew O'Connor Work
2020 -
now Chief Compliance Officer and Financial Advisor and Owner @ Upside Lab Advisors
2018 -
2020 Advisor and Compliance Officer @
2018 -
2020 Compliance Officer and Financial Advisor @
2016 -
2018 Investment Consultant @
2015 -
2016 Investment Specialist @
2009 -
2015 Senior Stockbroker @
2006 -
2009 President @ KFM Securities
Drew O'Connor Education
State University of New York Cortland
BA (Economics, Marketing)
1981
-
1985
Drew O'Connor Skills
Series 63
Electronic Trading
Bbss
Sales
Excel
Strategic Planning
Nyse
Series 55
Rox
Compliance
Algorithmic Trading
Equities
FINRA
API
New Business Development
Series 24
Trading
Options
Series 7
Securities
Equity Trading
Drew O'Connor Summary
Drew O'Connor, based in New York, NY, US, is currently a Chief Compliance Officer and Financial Advisor and Owner at Upside Lab Advisors. Drew O'Connor brings experience from previous roles at Gateway Investments, LLC, Gateway Investor Relations, Scottrade and Merrill Edge. Drew O'Connor holds a 1981 - 1985 BA in Economics, Marketing @ State University of New York Cortland. With a robust skill set that includes Series 63, Electronic Trading, Bbss, Sales, Excel and more. Drew O'Connor has 1 emails and 2 mobile phone numbers on RocketReach.
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