Douglas Thomson Email
Compliance Officer @ Nomura
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Douglas Thomson Location
- London, GB
Douglas Thomson Work
- Compliance Officer @ (January 2014 - Present)
- Compliance Supervisor Reviews @ (January 2013 - December 2013)
- Head of Ibd, Research and Control Room Compliance, Asia @ (December 2010 - December 2013)
- Executive Director, Compliance @ (March 1997 - November 2013)
- Compliance Officer @ Barclcays Global Investors (March 1996 - March 1997)
- Internal Control @ Barclays Stockbrokers (March 1993 - March 1996)
Douglas Thomson Education
- University of Strathclyde
Bachelor of Arts (Economics)
1988-1992
Douglas Thomson Skills
- AML
- Capital Markets
- Financial Regulation
- Internal Controls
- Operational Risk
- Fixed Income
- Equities
Douglas Thomson Summary
- Douglas Thomson, based in London, GB, is currently a Compliance Officer at Nomura. Douglas Thomson brings experience from previous roles at Ubs and Barclcays Global Investors. Douglas Thomson holds a 1988 - 1992 Bachelor of Arts in Economics @ University of Strathclyde. With a robust skill set that includes AML, Capital Markets, Financial Regulation, Internal Controls, Operational Risk and more. Douglas Thomson has 2 emails on RocketReach.
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