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Douglas Thomson Location
London, GB
Douglas Thomson Work
2014 -now Compliance Officer @
2013 -2013 Compliance Supervisor Reviews @
2010 -2013 Head of Ibd, Research and Control Room Compliance, Asia @
1997 -2013 Executive Director, Compliance @
1996 -1997 Compliance Officer @ Barclcays Global Investors
1993 -1996 Internal Control @ Barclays Stockbrokers
Douglas Thomson Education
University of Strathclyde
Bachelor of Arts (Economics)
1988-1992
Douglas Thomson Skills
Capital Markets
Internal Controls
Fixed Income
Financial Regulation
Operational Risk
Equities
AML
Douglas Thomson Summary
Douglas Thomson, based in London, GB, is currently a Compliance Officer at Nomura. Douglas Thomson brings experience from previous roles at Ubs and Barclcays Global Investors. Douglas Thomson holds a 1988 - 1992 Bachelor of Arts in Economics @ University of Strathclyde. With a robust skill set that includes Capital Markets, Internal Controls, Fixed Income, Financial Regulation, Operational Risk and more. Douglas Thomson has 2 emails on RocketReach.
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