Douglas Barton Email
Managing Director | Head of Audit | Retail Banking and Wealth | HSBC UK @ HSBC
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Douglas Barton Location
- Edinburgh, GB
Douglas Barton Work
- Managing Director | Head of Audit | Retail Banking and Wealth | HSBC UK @ (May 2025 - Present)
- Managing Director | Head of Audit, Regulatory Compliance, Financial Crime, Conduct and UK CASS @ (March 2024 - May 2025)
- Head of Audit | Regulatory Compliance, Financial Crime Compliance, Conduct and UK CASS @ (April 2021 - March 2024)
- Senior Manager Internal Audit | Regulatory Compliance, Conduct and Operational Risk @ (July 2018 - April 2021)
- Internal Audit Manager, Regulatory Compliance @ (July 2016 - June 2018)
- Wealth Manager, Private Clients Group @ (August 2014 - July 2016)
- Investment Advisory @ (December 2012 - October 2013)
- Associate Director @ (January 2011 - December 2012)
Douglas Barton Education
- Edinburgh Business School, Heriot-Watt University
Master of Business Administration - MBA (Banking, Corporate, Finance, and Securities Law)
2019-2024 - Association of Certified Anti-Money Laundering Specialists
CAMS (CGSS, CCAS, AML / CTF)
2019-2023 - Saïd Business School, University of Oxford
Sustainability Studies (Sustainability Studies)
2021-2021 - The Chartered Institute for Securities & Investment (The CISI)
(Senior Adviser on the Securities panel)
2009-2021 - The Institute Of Internal Auditors
Certified Internal Auditor (CIA; Certified Financial Services Auditor, CFSA)
2016-2017 - Chartered Insurance Institute
FPFS (Chartered Financial Planner)
2000-2015 - Edinburgh Napier University
BA (Financial Services Management)
2010-2012
Douglas Barton Skills
- Microsoft Office
- Internal Audit
- Management
- Leadership
- Sales
- Alternative Investments
- Estate Planning
- Financial Advisory
- Banking
- Restructuring
- Financial Planners
- Pensions
- Fixed Income
- Retirement Planning
- Financial Planning
- Wealth Management Services
- Portfolio Management
- Derivatives
- Investments
- Relationship Management
- Asset Allocation
- Investment Advisory
- Strategy
- Financial Services
- Wealth Management
- Equities
- Mutual Funds
- High Net Worth Individuals
- Asset Management
- Wealth
- Private Banking
- Inheritance Tax Planning
- Funding
- Hedge Funds
- Investment Management
Douglas Barton Summary
- Douglas Barton, based in Edinburgh, GB, is currently a Managing Director | Head of Audit | Retail Banking and Wealth | HSBC UK at HSBC. Douglas Barton brings experience from previous roles at HSBC and Virgin Money. Douglas Barton holds a 2019 - 2024 Master of Business Administration - MBA in Banking, Corporate, Finance, and Securities Law @ Edinburgh Business School, Heriot-Watt University. With a robust skill set that includes Microsoft Office, Internal Audit, Management, Leadership, Sales and more. Douglas Barton has 3 emails on RocketReach.
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