Douglas Barton Email
Managing Director | Head of Audit | Retail Banking and Wealth | HSBC UK @ HSBC
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Douglas Barton Location
- Edinburgh, GB
Douglas Barton Work
- 2025 -now Managing Director | Head of Audit | Retail Banking and Wealth | HSBC UK @
- 2024 -2025 Managing Director | Head of Audit, Regulatory Compliance, Financial Crime, Conduct and UK CASS @
- 2021 -2024 Head of Audit | Regulatory Compliance, Financial Crime Compliance, Conduct and UK CASS @
- 2018 -2021 Senior Manager Internal Audit | Regulatory Compliance, Conduct and Operational Risk @
- 2016 -2018 Internal Audit Manager, Regulatory Compliance @
- 2014 -2016 Wealth Manager, Private Clients Group @
- 2012 -2013 Investment Advisory @
- 2011 -2012 Associate Director @
Douglas Barton Education
- Edinburgh Business School, Heriot-Watt University
Master of Business Administration - MBA (Banking, Corporate, Finance, and Securities Law)
2019-2024 - Association of Certified Anti-Money Laundering Specialists
CAMS (CGSS, CCAS, I have completed the )
2019-2023 - Saïd Business School, University of Oxford
(Sustainability Studies)
2021-2021 - Chartered Institute for Securities and Investment
(Senior Adviser on the Securities panel)
2009-2021 - The Institute Of Internal Auditors
(Certified Internal Auditor, CIA; Certified Financial Services Auditor, CFSA)
2016-2017 - Chartered Insurance Institute
(CII Diploma and Regulated Diploma completed therefore RDR compliant for retail clients.)
2000-2015 - Edinburgh Napier University
BA (Financial Services Management)
2010-2012
Douglas Barton Skills
- Microsoft Office
- Internal Audit
- Management
- Leadership
- Sales
- Alternative Investments
- Estate Planning
- Financial Advisory
- Banking
- Restructuring
- Financial Planners
- Pensions
- Fixed Income
- Retirement Planning
- Financial Planning
- Wealth Management Services
- Portfolio Management
- Derivatives
- Investments
- Relationship Management
- Asset Allocation
- Investment Advisory
- Strategy
- Financial Services
- Wealth Management
- Equities
- Mutual Funds
- High Net Worth Individuals
- Asset Management
- Wealth
- Private Banking
- Inheritance Tax Planning
- Funding
- Hedge Funds
- Investment Management
Douglas Barton Summary
- Douglas Barton, based in Edinburgh, GB, is currently a Managing Director | Head of Audit | Retail Banking and Wealth | HSBC UK at HSBC. Douglas Barton brings experience from previous roles at HSBC and Virgin Money. Douglas Barton holds a 2019 - 2024 Master of Business Administration - MBA in Banking, Corporate, Finance, and Securities Law @ Edinburgh Business School, Heriot-Watt University. With a robust skill set that includes Microsoft Office, Internal Audit, Management, Leadership, Sales and more. Douglas Barton has 3 emails on RocketReach.
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