Doug Preston Email & Phone Number
Chief Executive Officer and Principal @ Regulatory Risk Management Associates
Doug Preston's Location
Philadelphia, Pennsylvania, United States
Doug Preston's Work
- Chief Executive Officer and Principal @ Regulatory Risk Management Associates
- Chief Compliance Officer, Broadcort Clearing @ Merrill Lynch
- Medical Doctor, Senior Compliance Executive @ Merrill Lynch
- Senior Vice President, Compliance Executive @ Bank of America Merrill Lynch
- Chief Compliance Officer @ Dresdner Bank Ag Ny Branch
- Executive Director, General Counsel and Chief Compliance Officer @ Santander US
- Chief Compliance Officer @ Scotiabank
- Associate General Counsel @ SIFMA
- Associate @ Meyers & Meyers Pc
- Associate @ Merrill Lynch
Doug Preston's Education
- Fordham University School of Law
Doctor of Jurisprudence
- Stony Brook University
Bachelor of Arts (Political Science, History)
Doug Preston's Skills
- Securities
- Financial Services
- Banking
- FINRA
- Prime Brokerage
- USA PATRIOT Act
- AML
- Portfolio Management
- Bank Secrecy Act
- Broker Dealer
Doug Preston's Summary
Doug Preston, based in Philadelphia, Pennsylvania, United States, is currently a Chief Executive Officer and Principal at Regulatory Risk Management Associates, bringing experience from previous roles at Merrill Lynch, Bank of America Merrill Lynch and Dresdner Bank Ag Ny Branch. Doug Preston holds a Doctor of Jurisprudence @ Fordham University School of Law. With a robust skill set that includes Securities, Financial Services, Banking, FINRA, Prime Brokerage and more, Doug Preston contributes valuable insights to the industry. Doug Preston has 2 emails on RocketReach.
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