Chief Compliance Officer @ (March 2022 - August 2023)
Director Of Compliance @ (September 2018 - March 2022)
Brokerage Operations Manager @ (September 2016 - September 2018)
Senior Compliance Advisor @ (May 2014 - September 2016)
Supervision and Controls Principal @ (November 2012 - May 2014)
Financial Advisor @ (May 2012 - November 2012)
Doug Geraghty Education
Boston University
Certificate in Financial Planning
2020-2021
St. Lawrence University
BS/BA (Mathematics/Economics)
2008-2012
Doug Geraghty Skills
NetX360®
Customer Service
Microsoft Office
FileNet
Terrapin (Pandia)
Avaya One-X
Attachmate (Emulator)
Symantec Compliance & Discovery Accelerators
Client360°®
Windows OS
Mac OS
Envestnet
CRM Databases
Leadership
Public Speaking
Sales
Avaya One X
Client360
Symantec Compliance And Discovery Accelerators
Terrapin Pandia
Netx360
Microsoft Excel
Training
Financial Analysis
Technical Support
Management
Attachmate Emulator
Terrapin
Attachmate
Doug Geraghty Summary
Doug Geraghty, based in New York, NY, US, is currently a Chief Compliance Officer at Flagstar Advisors. Doug Geraghty brings experience from previous roles at Vanderbilt Financial Group, Webster Investments, Capital One and Commonwealth Financial Network. Doug Geraghty holds a 2020 - 2021 Certificate in Financial Planning @ Boston University. With a robust skill set that includes NetX360®, Customer Service, Microsoft Office, FileNet, Terrapin (Pandia) and more. Doug Geraghty has 2 mobile phone numbers on RocketReach.
Looking for a different Doug Geraghty?
Find contact details for 700 million professionals.