Principal - Chief Compliance Officer @ (January 2019 - January 2024)
Deputy Chief Compliance Officer @ (April 2018 - December 2018)
Deputy Chief Compliance Officer @ (August 2015 - April 2018)
Chief Compliance Officer, Director @ (March 2013 - August 2015)
Vice President, Compliance @ (May 2008 - March 2013)
Legal Assistant @ (October 2006 - May 2008)
Intern @ The Office of the Honorable Steven Rotham, United States House of Representative (September 2005 - December 2005)
Doug Chiciak Education
Hamilton College
Bachelor of Arts degree
2002-2006
River Dell 1998-2002
Doug Chiciak Skills
@Risk
AML
Alternative Investments
Anti Money Laundering
Banking
Capital Markets
Compliance
Equities
FINRA
Hedge Funds
Investment Advisers Act
Investments
Legal Compliance
Management
Mutual Funds
Risk Control
Securities
Securities Regulation
Series 7
Surveillance
Technology Development
Trading
Microsoft Word
Public Speaking
Microsoft Office
Doug Chiciak Summary
Doug Chiciak, based in New York, NY, US, is currently a Managing Director - Chief Compliance Officer at Lightyear Capital. Doug Chiciak brings experience from previous roles at Lightyear Capital, New Mountain Capital and Saba Capital Management, L.P.. Doug Chiciak holds a 2002 - 2006 Bachelor of Arts degree @ Hamilton College. With a robust skill set that includes @Risk, AML, Alternative Investments, Anti Money Laundering, Banking and more. Doug Chiciak has 2 emails and 2 mobile phone numbers on RocketReach.
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