Principal - Chief Compliance Officer @ (January 2019 - January 2024)
Deputy Chief Compliance Officer @ (April 2018 - December 2018)
Deputy Chief Compliance Officer @ (August 2015 - April 2018)
Chief Compliance Officer, Director @ (March 2013 - August 2015)
Vice President, Compliance @ (May 2008 - March 2013)
Legal Assistant @ (October 2006 - May 2008)
Intern @ The Office of the Honorable Steven Rotham, United States House of Representative (September 2005 - December 2005)
Doug Chiciak Education
Hamilton College
Bachelor of Arts degree (Government and Creative Writing)
2002-2006
River Dell 1998-2002
Doug Chiciak Skills
Securities
Hedge Funds
AML
Trading
Series 7
Surveillance
Mutual Funds
Banking
Securities Regulation
Compliance
@Risk
FINRA
Alternative Investments
Equities
Technology Development
Risk Control
Legal Compliance
Investment Advisers Act
Anti Money Laundering
Investments
Management
Capital Markets
Microsoft Word
Public Speaking
Microsoft Office
Doug Chiciak Summary
Doug Chiciak, based in New York, NY, US, is currently a Managing Director - Chief Compliance Officer at Lightyear Capital. Doug Chiciak brings experience from previous roles at Lightyear Capital, New Mountain Capital and Saba Capital Management, L.P.. Doug Chiciak holds a 2002 - 2006 Bachelor of Arts degree in Government and Creative Writing @ Hamilton College. With a robust skill set that includes Securities, Hedge Funds, AML, Trading, Series 7 and more. Doug Chiciak has 2 emails and 2 mobile phone numbers on RocketReach.
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