Director of the Division of Market Oversight @ (September 2019 - October 2021)
Vice President, General Counsel - Business Lines and Markets @ (November 2018 - September 2019)
Counsel and Chief Operating Officer, Legal and Compliance, Seconded From Davis Polk @ Citadel Securities (December 2016 - October 2018)
Attorney @ (July 2016 - December 2016)
SVP, Head of Strategic Initiatives for Legal and Compliance @ (November 2014 - June 2016)
ReEntry Fellow @ (October 2014 - October 2014)
Partner, Director of Research; thereafter General Counsel @ Cadogan Management (December 2005 - October 2009)
Portfolio Manager - GAM Multi-Arbitrage Fund @ (April 2002 - May 2004)
Dorothy Dewitt Education
Harvard Law School
J.D. (cum laude)
University of Texas at Austin
Bachelor of Arts (B.A.) (Phi Beta Kapa, summa cum laude)
Dorothy Dewitt Skills
Law
Regulatory Compliance
Financial Regulation
Public Policy
Derivatives Trading
Legislation
Climate
Federal Law Enforcement
Regulatory Submissions
Alternative Investments
Securities
Capital Markets
Hedge Funds
FinTech
General Corporate Counsel
Compliance
Broker-Dealer Compliance
Private Equity Firms
Broker-Dealer
Cryptocurrency
Blockchain
Alternative Trading Systems
Securities Exchange Act of 1934
U.S. Securities and Exchange Commission (SEC)
Securities Regulation
Securities Market
Securities Litigation
Securities License
Market Structure
Exchange Traded Derivatives
Stock Exchange
Investment Management
Technical Writing
Dodd-Frank
SEC filings
LLC
Operational Risk Management
Investments
Equities
Fund Of Funds
Finance
Asset Managment
Valuation
Portfolio Management
Asset Management
Private Equity
Anti Money Laundering
Economic Sanctions
Legal
Support
Risk Management
Strategic Planning
Dodd Frank
Management
Legal Research
Project Management
Attorney
Litigation
Microsoft Office
Public Speaking
Sales
Business Strategy
Broker Dealer Compliance
Broker Dealer
u.s. Securities and Exchange Commission
Dorothy Dewitt Summary
Dorothy Dewitt, based in New York, NY, US, is currently a Founder, CEO at Tölt Strategies. Dorothy Dewitt brings experience from previous roles at United States Senate, U.S. Commodity Futures Trading Commission, Coinbase and Citadel Securities. Dorothy Dewitt holds a J.D. in cum laude @ Harvard Law School. With a robust skill set that includes Law, Regulatory Compliance, Financial Regulation, Public Policy, Derivatives Trading and more. Dorothy Dewitt has 3 emails and 1 mobile phone numbers on RocketReach.
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