2020 -2021 Chief Compliance Officer and AML Officer @ Finalis Securities LLC
1994 -2018 Chief Compliance Officer @
Donna Bartlett Education
University of Phoenix - San Diego Campus
Bachelor's degree (Business Management)
1996-1998
Donna Bartlett Skills
Series 7
Series 63
Securities
Securities Regulation
Series 24
FINRA
Financial Services
Donna Bartlett Summary
Donna Bartlett, based in San Diego, CA, US, is currently a Compliance Consultant, Securities Compliance at The Standard. Donna Bartlett brings experience from previous roles at Bates Group LLC, JUSTLY Markets, Finalis Securities LLC and First Allied Securities, Inc.. Donna Bartlett holds a 1996 - 1998 Bachelor's degree in Business Management @ University of Phoenix - San Diego Campus. With a robust skill set that includes Series 7, Series 63, Securities, Securities Regulation, Series 24 and more. Donna Bartlett has 2 emails and 2 mobile phone numbers on RocketReach.
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