Dixie Carroll Email & Phone Number
Senior Examiner @ Examination Resources, LLC
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Dixie Carroll Location
- Osseo, MN, US
Dixie Carroll Work
- 2022 -now Senior Examiner @
- 2017 -2022 Senior Counsel @
- 2014 -2017 Senior Counsel @
- 2008 -2014 Counsel @
- 2004 -2008 Compliance Director @
Dixie Carroll Education
- Mitchell Hamline School of Law
JD (Law)
1993-1997
Dixie Carroll Skills
- Leadership
- Contractual Agreements
- FINRA
- Legal Writing
- Broker Dealer
- Risk Management
- Legal Research
- Legal Compliance
- Fixed Annuities
- Variable Annuities
- Corporate Law
- Securities Regulation
- Insurance
- Financial Services
- Series 7
- Securities
- Licensing
- Corporate Governance
- Series 24
- Insurance Law
Dixie Carroll Summary
- Dixie Carroll, based in Osseo, MN, US, is currently a Senior Examiner at Examination Resources, LLC. Dixie Carroll brings experience from previous roles at Ameriprise Financial Services, LLC and Ameriprise Financial. Dixie Carroll holds a 1993 - 1997 JD in Law @ Mitchell Hamline School of Law. With a robust skill set that includes Leadership, Contractual Agreements, FINRA, Legal Writing, Broker Dealer and more. Dixie Carroll has 2 emails and 1 mobile phone numbers on RocketReach.
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