Dinitia Jm Email & Phone Number
Chief Compliance Officer @ Blacktower Financial Management (US) LLC
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Dinitia Jm Location
- Indianapolis, IN, US
Dinitia Jm Work
- 2024 -now Chief Compliance Officer @
- 2023 -now Principal Compliance Consultant @ Complete Compliance Connection LLC
- 2023 -2023 Chief Compliance Officer (Consulting) @ Exemplar Capital, LLC (Broker-Dealer) & Exemplar Wealth Advisors, LLC (RIA)
- 2022 -2023 Compliance Officer @
- 2016 -2021 Registered Senior Wealth Management Client Associate @
- 2015 -2016 Executive Assistant to Division Compliance Officer @
- 2014 -2015 Executive Assistant to President and Marketing Support @
- 2005 -2014 Senior Internal Wholesaler @
- 2002 -2005 Marketing Administrative Manager @ National Partners Group
Dinitia Jm Education
- Florida International University - College of Law
Juris Master (J.M.) (Banking, Finance, and Securities Law)
2021-2023 - Liberty University
Graduate Certificate (Public Administration)
2021-2021 - Liberty University
Graduate Certificate (Management & Leadership)
2020-2021 - Indiana University Bloomington
Bachelor of Liberal Studies
1989-1993
Dinitia Jm Skills
- Regulatory Submissions
- Oral Communication
- Key Performance Indicators
- Compliance Testing
- Remote Work
- Policy Development
- Consulting
- Compliance Oversight
- Compliance Consulting
- Analytical Skills
- Service Work
- Committees
- Defining Requirements
- Supervisory Skills
- Regulatory Agencies
- Investment Brokerage
- Tech Savy
- Strategy
- Quality Assurance
- Teamwork
- Project Management Office (PMO)
- Microsoft Word
- Project Management
- Microsoft PowerPoint
- Leadership
- Microsoft Excel
- Communication
- Microsoft Office
- U.S. Securities and Exchange Commission (SEC)
- Investment Management
- Marketing Materials
- Marketing Compliance
- ETFs
- FINRA
- Series 6
- Series 7
- Series 14
- Series 24
- Series 63
- Series 66
- Series 82
- Series 99
- Regulatory Compliance
- Securities Regulation
- Operations Management
- Wealth Management Services
- Banking Law
- Privacy Law
- Insurance
- Risk Management
Dinitia Jm Summary
- Dinitia Jm, based in Indianapolis, IN, US, is currently a Chief Compliance Officer at Blacktower Financial Management (US) LLC (SEC - RIA) & Blacktower Insurance Serv. Dinitia Jm brings experience from previous roles at Complete Compliance Connection LLC, Exemplar Capital, LLC (Broker-Dealer) & Exemplar Wealth Advisors, LLC (RIA), Fifth Third Securities and Bank of America Merrill Lynch. Dinitia Jm holds a 2021 - 2023 Juris Master (J.M.) in Banking, Finance, and Securities Law @ Florida International University - College of Law. With a robust skill set that includes Regulatory Submissions, Oral Communication, Key Performance Indicators, Compliance Testing, Remote Work and more. Dinitia Jm has 2 emails and 1 mobile phone numbers on RocketReach.
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