DiGi Advisory Information

DiGi Advisory is a boutique governance, risk, and compliance (GRC) consulting firm serving banks, credit unions, asset managers, capital markets and broker-dealer firms, and trust and shareholder services companies. We deliver exam-ready advisory work led by senior partners with 25+ years of experience across the financial services industry. No junior handoffs. No staff augmentation. Senior-level engagement on every deliverable, accelerated by AI where it makes the work faster without compromising depth. Two core offerings: Governance and Controls Health Check. A board-ready controls reality check calibrated to your charter. Best for institutions with an upcoming exam or audit in 90 to 180 days, or with inconsistent control evidence and repeat audit themes. Exam-Ready Documentation Uplift. Publish-ready policies, standards, and procedures that reflect how you actually operate. Best when documentation is outdated, ownership is unclear, or an exam is coming. Regulatory and framework fluency: Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve, National Credit Union Administration (NCUA), Federal Financial Institutions Examination Council (FFIEC), NIST Cybersecurity Framework, NIST AI Risk Management Framework, COSO ERM, Basel Committee standards, ISO/IEC 27001 and 27002, CIS Controls v8, COBIT 2019, and OCC Heightened Standards. Founded by Thomas DiGiovanni, with senior delivery supported by a network of specialist contractors. Based in Charlotte, North Carolina. Serving institutions nationwide. Start a conversation at www.digiadvisory.com.