Dick Donovan Email & Phone Number
Director, Compliance and Operational Risk Manager @ Merrill Lynch
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
Dick Donovan Location
- Los Angeles, CA, US
Dick Donovan Work
- 2017 -now Director, Compliance and Operational Risk Manager @
- 2009 -2017 Director, Division Compliance Advisor @
- 2004 -2009 Vice President, Divisional Compliance Manager @ Banc of America Investment Services
Dick Donovan Education
- Hofstra University
B.A. (History)
Dick Donovan Skills
- Series 24
- Series 7
- FINRA
- Investment Advisory
- Equities
- Risk Management
- Bloomberg
- Process Improvement
- Series 63
- AML
- Securities
- Mutual Funds
- Wealth Management
- Financial Services
- Investments
- Fixed Income
- Asset Management
- Management
- Leadership
- Sales
- Marketing
- Business Strategy
- Project Management
Dick Donovan Summary
- Dick Donovan, based in Los Angeles, CA, US, is currently a Director, Compliance and Operational Risk Manager at Merrill Lynch. Dick Donovan brings experience from previous roles at Merrill Lynch and Banc of America Investment Services. Dick Donovan holds a B.A. in History @ Hofstra University. With a robust skill set that includes Series 24, Series 7, FINRA, Investment Advisory, Equities and more. Dick Donovan has 1 emails and 2 mobile phone numbers on RocketReach.
Looking for a different Dick Donovan?
Find contact details for 700 million professionals.
Others Named Dick Donovan
Richard Donovan
President
Minneapolis, MN, US
Richard Donovan
Ceo carbon credits startup
Leiden, ZH, NL
Richard Donovan
President and Chief Financial Officer
Dover, NH, US
Richard Donovan
Managing Director, HR Business Partners
Washington, DC, US
Dick Donovan
Director, Compliance and Operational Risk Manager
Los Angeles, CA, US
Dick Donovan
Sales Representative
Downers Grove, IL, US
Dick Donovan
Realtor Associate
Stoneham, MA, US
Richard Donovan
Finance Director and General Manager
England, United Kingdom
Dick Donovan
Asst VP
United States
Top Merrill Lynch Employees
Steve Samuels
Managing Director
New York, NY, US
Brian Ascher
Managing Director
New York, NY, US
Brian Ubaldi
Managing Director, Merrill Capabilities Executive
New York, NY, US
Andrew Banhidi
Managing Director Global Head of Equities Technology
New York, NY, US
James Bradley
Chief Financial Officer
New York, NY, US
Carl Anderson
Managing Director
New York, NY, US
Jessica Mullin
Managing Director - UHNW Capital Markets Specialist
New York, NY, US
John O'Leary
Managing Director, Head of Investment Platforms
New York, NY, US
Michele Taub
Managing Director
New York, NY, US
Michael Feniger
Managing Director of Equity Research
New York, NY, US
Alexander Hack
Managing Director
New York, NY, US
Kimberly Lee
COO
New York, NY, US
Charu Mani
Managing Director
New York, NY, US
Gordana Warga
Chief Operating Officer for The Gsell Group
Far Hills, NJ, US
Timothy Fallon
Managing Director
New York, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co