Dianne Mattioli Email & Phone Number
Chief Compliance Officer @ Regulatory Compliance Solutions Inc. "RCSI (Past)
Dianne Mattioli's Location
New York, NY, US
Dianne Mattioli's Work
- Chief Compliance Officer @ Regulatory Compliance Solutions Inc. "RCSI
- Outsourced CCO @ About Corporate Finance Corporation
- Outsourced CCO @ LiquidityEdge LLC
- Outsourced CCO @ BNY Mellon HedgeMark
- Chief Compliance Officer @ EIM Management USA Inc
- Director of Compliance @ Compliance Consulting Firm
Dianne Mattioli's Skills
- Investment Advisory
- Fund Of Funds
- Compliance
- SEC regulations
- NFA Regulations
- FINRA Registration
- FINRA Regulation
- AML
- Due Diligence
- Risk Assessment
Dianne Mattioli's Summary
Dianne Mattioli, based in New York, NY, US, is currently a Chief Compliance Officer at Regulatory Compliance Solutions Inc. "RCSI", bringing experience from previous roles at About Corporate Finance Corporation, LiquidityEdge LLC, BNY Mellon HedgeMark and EIM Management USA Inc. With a robust skill set that includes Investment Advisory, Fund Of Funds, Compliance, SEC regulations, NFA Regulations and more, Dianne Mattioli contributes valuable insights to the industry. Dianne Mattioli has 2 emails on RocketReach.
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