Derix Bell Email & Phone Number
Compliance Consultant @ LPL
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Derix Bell Location
- Kannapolis, NC, US
Derix Bell Work
- Compliance Consultant @ (September 2024 - Present)
- Compliance Consultant of Global Alternative Investment Services, Inc.at Wells Fargo @ Wealth Management Compliance (February 2010 - Present)
- Compliance Consultant of Wells Fargo Investment Institute Compliance at Wells Fargo @ (February 2010 - Present)
- Compliance Consultant @ (January 2010 - July 2024)
- Broker @ Wells Fargo (formerly Wachovia Bank) (January 2010 - January 2015)
- Series 7, 63, and 24 @ Wells Fargo Advisors LLC (January 2008 - February 2014)
- Compliance Analyst @ Wells Fargo (formerly Wachovia Bank, Evergreen Investment) (January 2008 - January 2009)
Derix Bell Education
- Gardner-Webb University
Master's Degree (Organizational Leadership)
- Winston
Bachelor of Arts (Educational Leadership and Administration, General)
Derix Bell Skills
- 401(k) Retirement Savings Plans
- 401k
- Analytical Skills
- Arts Administration
- Asset Allocation
- Auditing
- Banking Law
- Brokering
- Client Training
- Compliance Analysis
- Compliance Auditing
- Compliance Implementation
- Compliance Operations
- Compliance Regulations
- Compliance Reporting
- Compliance Training
- Customer Satisfaction
- Customer Service
- Data Loading
- ETFs
- Email Analytics
- Equities
- Equity Indexed Annuities
- Establishing New Accounts
- Exception Based Reporting
- Executive Leadership
- FINRA
- Financial Services
- Fraud Analysis
- Insider Threat Detection
- Investments
- Mutual Funds
- Onboarding
- Options
- P&L reconciliation
- Policies & Procedures Development
- Pre-approval
- Quality Control Reporting
- Quarterly Reporting
- Regulatory Reporting
- Report Compilation
- Report Preparation
- Reporting Requirements
- Retirement
- Risk Management
- Securities
- Securities Offerings
- Securities Regulation
- Series 24
- Series 63
- Series 65
- Series 7
- Staff Development
- Strategic Data Analysis
- Subject Matter Experts
- Team Leadership
- Trading
- Trading Strategies
- Training Analysis
- Training Program Development
- Transaction Monitoring
- Uniform Combined State Law
- User Exits
- Working with Brokers
Derix Bell Summary
- Derix Bell, based in Kannapolis, NC, US, is currently a Compliance Consultant at LPL. Derix Bell brings experience from previous roles at Wealth Management Compliance, Wells Fargo and Wells Fargo (formerly Wachovia Bank). Derix Bell holds a Master's Degree in Organizational Leadership @ Gardner-Webb University. With a robust skill set that includes 401(k) Retirement Savings Plans, 401k, Analytical Skills, Arts Administration, Asset Allocation and more. Derix Bell has 3 emails and 3 mobile phone numbers on RocketReach.
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Others Named Derix Bell
Derix Bell
Compliance Consultant
Kannapolis, NC, US
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